eCourse
Securities Law Investors: Private Placement and Risks; plus Subscription Agreements
Contains material from Mar 2015
Securities Law Investors: Private Placement and Risks; plus Subscription Agreements
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Session 1: What You Owe Investors: Disclosure of Information - What disclosure is required in a private placement? What is a Private Placement Memorandum (PPM) and what information must it contain? What are the different disclosure requirements for an accredited investor versus an unaccredited investor? Learn how to craft certain sections of a PPM, including descriptions of the offering, the company, the principals, and the industry.
Session 2: What You Owe Investors: What Are the Real Risks of the Investment? - In drafting the private placement memorandum, how do you decide which risk factors to include? Learn how to draft specific risk factors for the deal and what risk factors you should include in almost every private placement memorandum.
Session 3: How the Investor Obligates Him or Herself: Subscription Agreements - Who is a suitable investor and how does he or she become obligated to invest? What are “bad boy” representations and how do they affect the private placement? Learn the issues involved with having certain types of investors, e.g. individuals, entities, IRAs and trusts, and review a sample subscription agreement.
Session 2: What You Owe Investors: What Are the Real Risks of the Investment? - In drafting the private placement memorandum, how do you decide which risk factors to include? Learn how to draft specific risk factors for the deal and what risk factors you should include in almost every private placement memorandum.
Session 3: How the Investor Obligates Him or Herself: Subscription Agreements - Who is a suitable investor and how does he or she become obligated to invest? What are “bad boy” representations and how do they affect the private placement? Learn the issues involved with having certain types of investors, e.g. individuals, entities, IRAs and trusts, and review a sample subscription agreement.
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1.
What You Owe Investors: Disclosure of Information (Mar 2015)
Alex Frutos
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Session 1 —37 mins
What You Owe Investors: Disclosure of Information (Mar 2015)
What disclosure is required in a private placement? What is a Private Placement Memorandum (PPM) and what information must it contain? What are the different disclosure requirements for an accredited investor versus an unaccredited investor? Learn how to craft certain sections of a PPM, including descriptions of the offering, the company, the principals, and the industry.
Originally presented: Feb 2015 The Nuts and Bolts of a Private Private Placement
Alex Frutos,
Jackson Walker L.L.P. - Dallas, TX
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2.
What You Owe Investors: What Are the Real Risks of the Investment? (Mar 2015)
Carol Bavousett Mattick, Richard A. Tulli, Wayne M. Whitaker
1.00
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Slides
(pdf)
6 pgs
Session 2 —59 mins
What You Owe Investors: What Are the Real Risks of the Investment? (Mar 2015)
In drafting the private placement memorandum, how do you decide which risk factors to include? Learn how to draft specific risk factors for the deal and what risk factors you should include in almost every private placement memorandum.
Originally presented: Feb 2015 The Nuts and Bolts of a Private Private Placement
Carol Bavousett Mattick,
CBM PLLC - Austin and San Antonio, TX
Richard A. Tulli,
Gardere Wynne Sewell LLP - Dallas, TX
Wayne M. Whitaker,
Whitaker Chalk Swindle & Schwartz PLLC - Fort Worth, TX
Show session details
3.
How the Investor Obligates Him or Herself: Subscription Agreements (Mar 2015)
George T. Lee III
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0.00
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Slides
(pdf)
11 pgs
Session 3 —22 mins
How the Investor Obligates Him or Herself: Subscription Agreements (Mar 2015)
Who is a suitable investor and how does he or she become obligated to invest? What are “bad boy” representations and how do they affect the private placement? Learn the issues involved with having certain types of investors, e.g. individuals, entities, IRAs and trusts, and review a sample subscription agreement.
Originally presented: Feb 2015 The Nuts and Bolts of a Private Private Placement
George T. Lee III,
Gardere Wynne Sewell LLP - Dallas, TX