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Cybersecurity Update for Securities Practitioners

Contains material from Feb 2016

Cybersecurity Update for Securities Practitioners
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Cybersecurity is an increasingly important issue in business and for regulated entities. With the SEC proposing anti-money laundering regulations for investment advisers and bringing an enforcement action against a broker for inadequate cyber-policies and protections, are you prepared for what's next? Learn the latest about this topic and best practices for your office and your clients.

Includes: Audio Paper Slides


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1. Cybersecurity in 2016 (Feb 2016)

Marshall M. Gandy, Richard J. Johnson, Chad M. Pinson

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44 mins
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Session 1 —44 mins
Cybersecurity in 2016 (Feb 2016)

Cybersecurity is an increasingly important issue in business and for regulated entities. With the SEC proposing anti-money laundering regulations for investment advisers and bringing an enforcement action against a broker for inadequate cyber-policies and protections, are you prepared for what's next? Learn the latest about this topic and best practices for your office and your clients.

Originally presented: Feb 2016 Securities and Business Law

Marshall M. Gandy, U.S. Securities and Exchange Commission - Fort Worth, TX
Richard J. Johnson, Jones Day - Dallas, TX
Chad M. Pinson, Stroz Friedberg - Dallas, TX