eCourse
Understanding Securities Offerings for Business Entities: Exemptions and Filing Requirements
Contains material from Jul 2016
Understanding Securities Offerings for Business Entities: Exemptions and Filing Requirements
4.07 out of 5 stars
What was the overall quality of the course (presentation, materials, and technical delivery)?
Rate the overall teaching effectiveness and presentation skills of faculty for the course.
How would you rate the value of the materials provided as part of the course?
Overall, this was a good presentation and gave a good overview of securities exemptions, but I would have liked to hear more specific information about Texas blue sky laws.
Good overview. Well-done. Good practical advice.
Technical Questions?
512.475.6700
service@utcle.org
Gain an understanding of state versus federal exemptions for securities offerings, including state preemption via “covered security” status, and discussion of the Regulation D safe harbors under Rule 506(b) and 506(c); federal exemption under 4(a)(2) of the Securities Act of 1933, and how that can impact state-level analysis if not relying on a Regulation D safe harbor; plus a brief description of the most common state-level exemptions, filing requirements (federal and state) and practical guidance to avoid the most common pitfalls.
Includes: Audio Slides
Preview mode.
You must be signed in, have purchased this eCourse,
and the eCourse must be active
to have full access.
Preview Sessions
Show session details
1.
Blue Sky Considerations for Private Offerings (Jul 2016)
Robert Charles Montgomery
0.75
0.00
0.00
Preview Materials
Download session materials for offline use
Session 1
—42 mins
Blue Sky Considerations for Private Offerings (Jul 2016)
Gain an understanding of state versus federal exemptions for securities offerings, including state preemption via “covered security” status, and discussion of the Regulation D safe harbors under Rule 506(b) and 506(c); federal exemption under 4(a)(2) of the Securities Act of 1933, and how that can impact state-level analysis if not relying on a Regulation D safe harbor; plus a brief description of the most common state-level exemptions, filing requirements (federal and state) and practical guidance to avoid the most common pitfalls.
Originally presented: Jul 2016 LLCs, LPs and Partnerships
Robert Charles Montgomery,
Baker Botts - Austin, TX