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SEC Priorities: The Year Past, The Year Ahead

Contains material from Oct 2016

SEC Priorities: The Year Past, The Year Ahead
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A survey of recent SEC enforcement priorities and insights into the perils that may lie ahead.

Includes: Audio Paper Slides


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1. SEC Priorities: The Year Past, The Year Ahead (Oct 2016)

Thomas J. Krysa, Kit Addleman, Scott W. Friestad, Shamoil T. Shipchandler

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44 mins
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Session 1 —44 mins
SEC Priorities: The Year Past, The Year Ahead (Oct 2016)

A survey of recent SEC enforcement priorities and insights into the perils that may lie ahead.

Originally presented: Sep 2016 Government Enforcement Institute

Thomas J. Krysa, Shareholder, Brownstein Hyatt Farber Schreck, LLP - Denver, CO
Kit Addleman, Partner, Haynes and Boone, LLP - Dallas, TX
Scott W. Friestad, Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission - Washington, DC
Shamoil T. Shipchandler, Regional Director, U.S. Securities and Exchange Commission - Fort Worth, TX