eCourse art

eCourse

Essential Securities Compliance Issues for LLCs and LPs

Contains material from Jul 2017

Essential Securities Compliance Issues for LLCs and LPs
4.44 out of 5 stars
What was the overall quality of the course (presentation, materials, and technical delivery)?
Rate the overall teaching effectiveness and presentation skills of faculty for the course.
How would you rate the value of the materials provided as part of the course?

Female speaker was insightful

Technical Questions?
512.475.6700
service@utcle.org



Hear a practical discussion of state and federal securities law requirements and common issues that arise in private offerings, including how to know when an interest in an LLC or LP is a security, available exemptions, and the application of these requirements to common offering situations.

Includes: Video Audio Slides


Preview mode. You must be signed in, have purchased this eCourse, and the eCourse must be active to have full access.
Preview Sessions

Show session details

1. Essential Securities Compliance Issues (Jul 2017)

Robert C. Montgomery, Mollie H. Duckworth

1.00 0.00 0.00
Preview Materials

Download session materials for offline use

(mp4)
56 mins
(mp3)
57 mins
(pdf)
16 pgs
Session 1 —56 mins
Essential Securities Compliance Issues (Jul 2017)

Hear a practical discussion of state and federal securities law requirements and common issues that arise in private offerings, including how to know when an interest in an LLC or LP is a security, available exemptions, and the application of these requirements to common offering situations. 

Originally presented: Jul 2017 LLCs, LPs and Partnerships

Robert C. Montgomery, Dell - Round Rock, TX
Mollie H. Duckworth, Baker Botts - Austin, TX