eCourse
Essential Securities Compliance Issues for LLCs and LPs
Contains material from Jul 2017
Female speaker was insightful
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Includes: Video Audio Slides
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Robert C. Montgomery, Mollie H. Duckworth
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Session 1
—56 mins
Essential Securities Compliance Issues (Jul 2017)
Hear a practical discussion of state and federal securities law requirements and common issues that arise in private offerings, including how to know when an interest in an LLC or LP is a security, available exemptions, and the application of these requirements to common offering situations.
Originally presented: Jul 2017 LLCs, LPs and Partnerships
Robert C. Montgomery,
Dell - Round Rock, TX
Mollie H. Duckworth,
Baker Botts - Austin, TX