Overview
Join leading securities law experts, including practitioners, bankers, market makers, regulators and judges at the Belo Mansion in Dallas for two days of engaging topics, including:
• Shale Plays, Fracking and Other Hot Energy Topics Affecting Publicly Reporting Clients: Responses to
Increased Enforcement and Disclosure Scrutiny discussed by Gerard Pecht and James Prince
• Ladd Hirsch and George Parker Young debating the rights of shareholders in Ripe Fruit or Withered on
the Vine: Plaintiff and Defense Perspectives under Texas and Delaware Law
• When the Government Calls: Effective Strategies for Defending and Managing SEC and State
Investigations with K & L Gates’ Alan Berkeley and Stephen Korotash
• Practice and Legal Issues Involving Microcaps, Delisted Companies and OTC Companies with Leonard
Amoruso, Senior Managing Director of Knight Capital Group Inc., Daniel Zinn, General Counsel at OTC
Markets Group, Inc., and Wayne Whitaker
• Marty Dunn and Denise Voigt Crawford on Private Offerings in 2012: Current Issues and Developments,
plus Marty Dunn on SEC Current Developments: 2012 Updates
• 2011-2012 Key U.S. Supreme Court Decisions Involving Securities Law: The Landscape Reshaped with
Roger Greenberg, Noelle Reed, Marc Steinberg and David Sterling
• Fiduciary duty issues, cases, and commentary with the Delaware Supreme Court’s Hon. Jack Jacobs
and Byron Egan, Mark Morton and Hank Still
• David Woodcock, Director of the SEC Fort Worth Regional Office, Jason Scott Varnado of the U.S
Attorney’s Office, and David L. Peavler of the SEC on Enforcement: National and Regional SEC and DOJ
Initiatives
• 2.00 hours of ethics including 1.00 hour on Ten-Plus Rules of Ethical Decision Making with Mike
Maslanka
Don’t miss this opportunity to join us for superb materials, A-list speakers from Texas, New York, and Delaware, and terrific networking opportunities, including buffet lunches and Thursday evening's reception.
