Overview

There is no “one-size fits all” compliance program. Each compliance program begins with a deep understanding of the business and risk environment. Program design considers the end business user and creates a structure that is mapped to different risks and regulations through a compliance framework that shares common themes irrespective of the type of business or subject matter.

Join us online for Part 5 and 6 of this this six-part series that walks through the legal and regulatory framework, core principles and key components of a successful compliance program.  

Part 5: Internal Investigations
Part 6: Monitoring and Audit


INSTRUCTORS: 

Ryan D. McConnell, Partner, R. McConnell Group PLLC
Ed Hanover, Chief Compliance Officer, FIFA
Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company
Kristen Savalle, Associate Director of Empirical Research at Stanford Law School and with the Rock Center for Corporate Governance
Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC



Missed Parts 1-4? Catch up and earn MCLE credits on your time!

Corporate Compliance Essentials - Online eCourses
Part 1: Compliance Framework
Total Credit Hours: 1.50 | $75

Part 2: Risk Assessments
Total Credit Hours: 1.50 | $75

Part 3: Policies and Procedures
Total Credit Hours: 1.00 | $55

Part 4: Training and Awareness
Total Credit Hours: 0.75 | $50

Event Schedule

Program is subject to change.
All times are Central Time Zone.

  • Time
    Credit
    Subject
    Speaker
  • Friday Afternoon, Nov. 10, 2017
  • 1:00 pm
    1.50 hrs
    Part 5: Internal Investigations
    This session explores best practices for conducting internal investigations—when your compliance program has an issue, hear how to address it in a way that best protects the company and various stakeholders.

    Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
    Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company - Houston, TX
    Kristen Savelle, Rock Center for Corporate Governance at Stanford University - Stanford, CA
    Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC - Coral Gables, FL

  • 2:30 pm
    Break

  • 3:00 pm
    1.50 hrs
    Part 6: Monitoring and Audit
    This session explores various aspects of monitoring a program, including auditing third parties. This session also includes a component on attorney-client privilege and defensive email writing.

    Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
    Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company - Houston, TX
    Kristen Savelle, Rock Center for Corporate Governance at Stanford University - Stanford, CA
    Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC - Coral Gables, FL

  • 4:30 pm
    Adjourn

Conference Faculty

Jay G. Martin

Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company
Houston, TX

Ryan D. McConnell

Partner, R. McConnell Group PLLC
Houston, TX

Kristen Savelle

Rock Center for Corporate Governance at Stanford University
Stanford, CA

Cara Viglucci

Vice President Global Investigations, Millicom International Services, LLC
Coral Gables, FL

Planning Committee

Joanna Jefferson

The University of Texas School of Law
Austin, TX

Ryan D. McConnell

Partner, R. McConnell Group PLLC
Houston, TX

Credit Info

MCLE Credit
UT Law CLE will report credit to the State Bar of Texas on your behalf. If you are claiming credit in the last week of your birth month, self-report your credit directly to the State Bar of Texas at texasbar.com. A Certificate of Completion will be emailed to you upon claiming credit.
Self-report your CLE credit directly to the State Bar of California at calbar.ca.gov. Print and keep the Certificate of Completion for your records. A Certificate of Completion will be emailed to you upon claiming credit.
Note on Self-Reporting Your Credits in Another State
If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. Upon claiming credit, a Certificate of Completion will be emailed to you.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion .

MCLE credit is presented based on a 60-minute credit hour.

Key Dates

Live Webcast – Nov 10, 2017
Conference Concluded
Live Webcast
Last day for cancellation (full refund): Nov 3, 2017

$50 processing fee applied after this date

Last day for cancellation: Nov 6, 2017

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