University of Texas School of Law
2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)
Effective Corporate Compliance Program

Part 5: Monitoring and Audit
Part 6: Internal Investigations
Live Webcast Nov 10, 2017
$150 Individual

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

Program Features
There is no “one-size fits all” compliance program. Each compliance program begins with a deep understanding of the business and risk environment. Program design considers the end business user and creates a structure that is mapped to different risks and regulations through a compliance framework that shares common themes irrespective of the type of business or subject matter.

Join us online for Part 5 and 6 of this this six-part series that walks through the legal and regulatory framework, core principles and key components of a successful compliance program.  

Part 5: Monitoring and Audit
Part 6: Internal Investigations



Missed Parts 1-4?  Catch up and earn CLE credits on your time! 

(Available November 1st)
Corporate Compliance Essentials (Part 1 and 2) - eCourse
Part 1: Compliance Framework
Part 2: Risk Assessments

(Available November 1st)
Corporate Compliance Essentials (Part 3 and 4) - eCourse
Part 3: Policies and Procedures
Part 4: Training and Awareness


INSTRUCTORS: Part 5 and 6

Ryan D. McConnell is a founding partner of R. McConnell Group PLLC, a Houston-based firm focused on compliance practice and creating effective compliance programs. Mr. McConnell is a former federal prosecutor who focused on corporate compliance issues, internal investigations and white-collar criminal defense. Outside of his law practice, Mr. McConnell teaches international corporate compliance at the University of Houston Law Center.

Kristen Savalle is an Associate Director of Empirical Research at Stanford Law School and with the Rock Center for Corporate Governance.

Cara Viglucci at Millicom in Miami, FL

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

10/17/17
Schedule

Friday Afternoon, Nov. 10, 2017

1:00 pm

1.50 hrs

Part 5: Monitoring and Audit

This session explores various aspects of monitoring a program, including auditing third parties. This session also includes a component on attorney-client privilege and defensive email writing.

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Kristen Savelle, Rock Center for Corporate Governance at Stanford Law School - Stanford, CA
Cara Viglucci, Millicom

2:30 pm
Break

3:00 pm

1.50 hrs

Part 6: Internal Investigations

This session explores best practices for conducting internal investigations—when your compliance program has an issue, hear how to address it in a way that best protects the company and various stakeholders.

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Kristen Savelle, Rock Center for Corporate Governance at Stanford Law School - Stanford, CA
Cara Viglucci, Millicom

4:30 pm
Adjourn

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

Faculty

Conference Faculty

Jay G. Martin
Baker Hughes, a GE Company
Houston, TX
Ryan D. McConnell
Partner, R. McConnell Group PLLC
Houston, TX
Kristen Savelle
Rock Center for Corporate Governance at Stanford Law School
Stanford, CA
Cara Viglucci
Millicom

Planning Committee

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

Credit Information

MCLE Credit

Texas
3.00 hrs
Additional Information
UT Law CLE will report credit to the State Bar of Texas on your behalf. If you are claiming credit in the last week of your birth month, self-report your credit directly to the State Bar of Texas at texasbar.com. A Certificate of Completion will be emailed to you upon claiming credit.
California
3.00 hrs
Additional Information
Self-report your CLE credit directly to the State Bar of California at calbar.ca.gov. Print and keep the Certificate of Completion for your records. A Certificate of Completion will be emailed to you upon claiming credit.
Other States
3.00 hrs
Additional Information
Note on Self-Reporting Your Credits in Another State
If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. Upon claiming credit, a Certificate of Completion will be emailed to you.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion .

MCLE credit is presented based on a 60-minute credit hour. 

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

Key Dates

Live Webcast

  • Last day for cancellation (full refund): Nov 3, 2017
  • Last day for cancellation (partial refund): Nov 6, 2017
    $50 processing fee applied

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

Hotel / Venue