2017 LIVE VIDEO WEBCAST Corporate Compliance Essentials (Part 5 and 6)

Overview

There is no “one-size fits all” compliance program. Each compliance program begins with a deep understanding of the business and risk environment. Program design considers the end business user and creates a structure that is mapped to different risks and regulations through a compliance framework that shares common themes irrespective of the type of business or subject matter.

Join us online for Part 5 and 6 of this this six-part series that walks through the legal and regulatory framework, core principles and key components of a successful compliance program.

Part 5: Internal Investigations
Part 6: Monitoring and Audit

INSTRUCTORS:

Ryan D. McConnell, Partner, R. McConnell Group PLLC
Ed Hanover, Chief Compliance Officer, FIFA
Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company
Kristen Savalle, Associate Director of Empirical Research at Stanford Law School and with the Rock Center for Corporate Governance
Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC

Missed Parts 1-4? Catch up and earn MCLE credits on your time!

Corporate Compliance Essentials - Online eCourses
Part 1: Compliance Framework
Total Credit Hours: 1.50 | $75

Part 2: Risk Assessments
Total Credit Hours: 1.50 | $75

Part 3: Policies and Procedures
Total Credit Hours: 1.00 | $55

Part 4: Training and Awareness
Total Credit Hours: 0.75 | $50

Event Schedule

Program is subject to change.
All times are Central Time Zone.

Time

Credit

Subject

Speaker
Friday Afternoon, Nov. 10, 2017
1:00 pm

1.50 hrs

Part 5: Internal Investigations

This session explores best practices for conducting internal investigations—when your compliance program has an issue, hear how to address it in a way that best protects the company and various stakeholders.

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company - Houston, TX
Kristen Savelle, Rock Center for Corporate Governance at Stanford University - Stanford, CA
Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC - Coral Gables, FL
2:30 pm

Break
3:00 pm

1.50 hrs

Part 6: Monitoring and Audit

This session explores various aspects of monitoring a program, including auditing third parties. This session also includes a component on attorney-client privilege and defensive email writing.

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company - Houston, TX
Kristen Savelle, Rock Center for Corporate Governance at Stanford University - Stanford, CA
Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC - Coral Gables, FL
4:30 pm

Adjourn

Download Schedule

Conference Faculty

Jay G. Martin

Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company
Houston, TX

Ryan D. McConnell

Partner, R. McConnell Group PLLC
Houston, TX

Kristen Savelle

Rock Center for Corporate Governance at Stanford University
Stanford, CA

Cara Viglucci

Vice President Global Investigations, Millicom International Services, LLC
Coral Gables, FL

Planning Committee

Joanna Jefferson

The University of Texas School of Law
Austin, TX

Ryan D. McConnell

Partner, R. McConnell Group PLLC
Houston, TX

Credit Info

Live Webcast

MCLE Credit

Texas – 3.00 hrs

You may claim your credit online in Your Briefcase, and UT Law CLE will report credit on your behalf to the State Bar of Texas. A Certificate of Completion will be emailed to you upon claiming credit. The system reports Texas CLE credit every Tuesday. If you are claiming credit in the last week of your birth month, self-report your CLE credit directly to the State Bar of Texas at texasbar.com, using the course number provided on your certificate of attendance.

California – 3.00 hrs

To claim California MCLE credit, California credit option must be selected PRIOR to viewing the live webcast. This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. Verification pop-ups will NOT display when the webcast video player is in "full screen" mode. Furthermore, the notification sound effect alerting pop-ups, will NOT play on mobile devices. We recommend viewing from a computer, as opposed to a mobile device, should MCLE credit, other than Texas, be needed. The response record is detailed on the Certificate of Completion.

You must claim your credit online in Your Briefcase, and will then be provided a Certificate of Attendance for your records. UT Law CLE is required to provide the State Bar with electronic attendance records for any MCLE participatory activity within 60 days of completion of the activity. The California licensee is responsible for reporting their compliance/credit hours earned to the State Bar at the end of their reporting period directly to the State Bar of California at calbar.ca.gov. UT Law CLE will maintain Attendance Records for four years.

MCLE credit is presented based on a 60-minute credit hour.

Other States – 3.00 hrs

Note on Self-Reporting Your Credits in Another State

If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. You must claim and certify your credit online in Your Briefcase, you will then be provided a Certificate of Attendance for your records and to provide to other licensing authorities as needed.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion.

MCLE credit is presented based on a 60-minute credit hour.

Key Dates

Live Webcast – Nov 10, 2017

Conference Concluded

Live Webcast

Individual
Last day for cancellation (full refund): Nov 3, 2017

$50 processing fee applied after this date

Last day for cancellation: Nov 6, 2017

2017 LIVE VIDEO WEBCAST

Corporate Compliance Essentials (Part 5 and 6)

Effective Corporate Compliance Program

Part 5: Internal Investigations
Part 6: Monitoring and Audit

Live Webcast Nov 10, 2017
Conference Concluded

Related products: Materials

Overview

Event Schedule

Friday Afternoon, Nov. 10, 2017

Conference Faculty

Jay G. Martin

Ryan D. McConnell

Kristen Savelle

Cara Viglucci

Planning Committee

Joanna Jefferson

Ryan D. McConnell

Credit Info

MCLE Credit

Key Dates

2017 LIVE VIDEO WEBCAST

Corporate Compliance Essentials (Part 5 and 6)

Effective Corporate Compliance Program Part 5: Internal Investigations Part 6: Monitoring and Audit

Live Webcast Nov 10, 2017 Conference Concluded

Related products: Materials

Overview

Event Schedule

Friday Afternoon, Nov. 10, 2017

Conference Faculty

Jay G. Martin

Ryan D. McConnell

Kristen Savelle

Cara Viglucci

Planning Committee

Joanna Jefferson

Ryan D. McConnell

Credit Info

MCLE Credit

Key Dates

Stay in the loop with UT Law CLE

Effective Corporate Compliance Program

Part 5: Internal Investigations
Part 6: Monitoring and Audit

Live Webcast Nov 10, 2017
Conference Concluded