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SEC Hot Topics and Recent Developments (2024)

Contains material from Nov 2024

SEC Hot Topics and Recent Developments (2024)
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Session 01: Fireside Chat with Eric Werner - Eric Werner, a long-time SEC leader and Director of the agency’s office in Fort Worth, Texas sits down for a fireside chat with former SEC Enforcement Associate Director and Holland & Knight LLP partner Jessica Magee to discuss important cases, enforcement trends, and a look ahead at what to expect from the SEC going into Fiscal Year 2025.

Session 02:  SEC Panel: Hot Topics and Recent Updates - An update on the SEC’s recent enforcement efforts involving fraud investigations and related litigation.

Includes: Video Audio Paper

  • Total Credit Hours:
  • 1.75 | 0.25 ethics
  • Credit Info
  • TX, CA, PA
  • TX MCLE credit expires: 11/30/2025
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1. Fireside Chat with Eric Werner (Nov 2024)

Eric R. Werner, Jessica B. Magee

0.50 0.00 0.00 0.50
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Video
(mp4)
32 mins
Audio
(mp3)
32 mins
Session 1 —32 mins
0.50
Fireside Chat with Eric Werner (Nov 2024)

Eric Werner, a long-time SEC leader and Director of the agency’s office in Fort Worth, Texas sits down for a fireside chat with former SEC Enforcement Associate Director and Holland & Knight LLP partner Jessica Magee to discuss important cases, enforcement trends, and a look ahead at what to expect from the SEC going into Fiscal Year 2025.

Originally presented: Sep 2024 Government Enforcement Institute

Eric R. Werner, Regional Director, U.S. Securities and Exchange Commission - Fort Worth, TX
Jessica B. Magee, Partner, Holland & Knight - Dallas, TX

Show session details

2. SEC Panel: Hot Topics and Recent Updates (Nov 2024)

Jason S. Flemmons, B. David Fraser, Sarah S. Mallett, David Peavler, Melvin E. Warren

1.25 0.25 0.00 1.25 | 0.25 ethics
Preview Materials

Download session materials for offline use

Video
(mp4)
72 mins
Audio
(mp3)
72 mins
Paper
(pdf)
208 pgs
Session 2 —72 mins
1.25 | 0.25 ethics
SEC Panel: Hot Topics and Recent Updates (Nov 2024)

An update on the SEC’s recent enforcement efforts involving fraud investigations and related litigation.

Originally presented: Sep 2024 Government Enforcement Institute

Jason S. Flemmons, Senior Managing Director, Ankura Consulting Group - Washington, DC
B. David Fraser, Associate Regional Director—Enforcement, U.S. Securities and Exchange Commission - Fort Worth, TX
Sarah S. Mallett, Partner, Kirkland & Ellis LLP - Dallas, TX
David Peavler, Partner, Jones Day - Dallas, TX
Melvin E. Warren, Supervisory Accountant, U.S. Securities and Exchange Commission - Fort Worth, TX