eCourse
SEC Hot Topics and Recent Developments (2024)
Contains material from Nov 2024
SEC Hot Topics and Recent Developments (2024)
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Session 01: Fireside Chat with Eric Werner - Eric Werner, a long-time SEC leader and Director of the agency’s office in Fort Worth, Texas sits down for a fireside chat with former SEC Enforcement Associate Director and Holland & Knight LLP partner Jessica Magee to discuss important cases, enforcement trends, and a look ahead at what to expect from the SEC going into Fiscal Year 2025.
Session 02: SEC Panel: Hot Topics and Recent Updates - An update on the SEC’s recent enforcement efforts involving fraud investigations and related litigation.
Session 02: SEC Panel: Hot Topics and Recent Updates - An update on the SEC’s recent enforcement efforts involving fraud investigations and related litigation.
Includes: Video Captions Audio Transcript Paper
Archived Material
Self-Study Use Only
The accreditation period for this eCourse has expired and it is no longer available for credit.
Self-Study Use Only
The accreditation period for this eCourse has expired and it is no longer available for credit.
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Sessions
1.
Fireside Chat with Eric Werner (Nov 2024)
Eric R. Werner, Jessica B. Magee
0.50
0.00
0.00
Downloadable Materials
Transcript
(txt)
Session 1 —32 mins
Fireside Chat with Eric Werner (Nov 2024)
Eric Werner, a long-time SEC leader and Director of the agency’s office in Fort Worth, Texas sits down for a fireside chat with former SEC Enforcement Associate Director and Holland & Knight LLP partner Jessica Magee to discuss important cases, enforcement trends, and a look ahead at what to expect from the SEC going into Fiscal Year 2025.
Originally presented: Sep 2024 Government Enforcement Institute
Eric R. Werner,
Regional Director, U.S. Securities and Exchange Commission - Fort Worth, TX
Jessica B. Magee,
Partner, Holland & Knight - Dallas, TX
2.
SEC Panel: Hot Topics and Recent Updates (Nov 2024)
Jason S. Flemmons, B. David Fraser, Sarah S. Mallett, David Peavler, Melvin E. Warren
1.25
0.25
0.00
Downloadable Materials
Transcript
(txt)
Paper
(pdf)
– 208 pgs
Session 2 —72 mins
SEC Panel: Hot Topics and Recent Updates (Nov 2024)
An update on the SEC’s recent enforcement efforts involving fraud investigations and related litigation.
Originally presented: Sep 2024 Government Enforcement Institute
Jason S. Flemmons,
Senior Managing Director, Ankura Consulting Group - Washington, DC
B. David Fraser,
Associate Regional Director—Enforcement, U.S. Securities and Exchange Commission - Fort Worth, TX
Sarah S. Mallett,
Partner, Kirkland & Ellis LLP - Dallas, TX
David Peavler,
Partner, Jones Day - Dallas, TX
Melvin E. Warren,
Supervisory Accountant, U.S. Securities and Exchange Commission - Fort Worth, TX