eCourse
Understanding Securities Offerings for Business Entities: Exemptions and Filing Requirements
Contains material from Jul 2016
Overall, this was a good presentation and gave a good overview of securities exemptions, but I would have liked to hear more specific information about Texas blue sky laws.
Good overview. Well-done. Good practical advice.
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Robert Charles Montgomery
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Session 1
—42 mins
Blue Sky Considerations for Private Offerings (Jul 2016)
Gain an understanding of state versus federal exemptions for securities offerings, including state preemption via “covered security” status, and discussion of the Regulation D safe harbors under Rule 506(b) and 506(c); federal exemption under 4(a)(2) of the Securities Act of 1933, and how that can impact state-level analysis if not relying on a Regulation D safe harbor; plus a brief description of the most common state-level exemptions, filing requirements (federal and state) and practical guidance to avoid the most common pitfalls.
Originally presented: Jul 2016 LLCs, LPs and Partnerships
Robert Charles Montgomery,
Baker Botts - Austin, TX