SESSION 1 — 89 mins, credit 1.50
Part 1: Compliance Framework (Oct 2017)
This part outlines the basic structure of a compliance program and the regulatory framework used to develop a program. Learn how to analyze the regulatory framework and build a program that works for the company’s risk environment. Sessions that follow explore in detail how to execute various aspects of program design.
Originally presented at: Oct 2017 Corporate Compliance Essentials (Part 1 and 2)