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eCourse

Corporate Compliance Essentials
Complete Series

Contains material from Oct 2017 to Nov 2017

Corporate Compliance Essentials
Complete Series
3.88 out of 5 stars
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It would have been good to get more examples in writing of the policies and programs discussed, rather than just flow charts and goals of the programs. Abstract discussions are great, but practical tools are really necessary in this area. Thanks!

This was a great course. It started out with an overview and then gave a lot of specific examples. The panelists were very knowledgeable and were from a good mix of businesses, in that each one had different challenges that they needed to emphasize in their compliance programs.

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There is no “one-size fits all” compliance program. Each compliance program begins with a deep understanding of the business and risk environment. Program design considers the end business user and creates a structure that is mapped to different risks and regulations through a compliance framework that shares common themes irrespective of the type of business or subject matter.
 
Join us online for this six-part series that walks through the legal and regulatory framework, core principles, and key components of a successful compliance program.

Includes: Video Audio Slides

  • Total Credit Hours:
  • 7.25
  • Credit Info
  • TX, CA
  • TX MCLE credit expires: 10/31/2023

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1. Part 1: Compliance Framework (Oct 2017)

Ryan D. McConnell, Lori Fink, Jay G. Martin, Daniel Trujillo

1.50 0.00 0.00 1.50
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(mp4)
89 mins
(mp3)
89 mins
(pdf)
8 pgs
Session 1 —89 mins
1.50
Part 1: Compliance Framework (Oct 2017)

This part outlines the basic structure of a compliance program and the regulatory framework used to develop a program. Learn how to analyze the regulatory framework and build a program that works for the company’s risk environment. Sessions that follow explore in detail how to execute various aspects of program design.

Originally presented: Oct 2017 Corporate Compliance Essentials (Part 1 and 2)

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Lori Fink, Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Senior Vice President, Chief Ethics & Compliance Officer, Walmart International - Bentonville, AR

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2. Part 2: Risk Assessments (Oct 2017)

Ryan D. McConnell, Ed Kolto, Jay G. Martin, Daniel Trujillo

1.50 0.00 0.00 1.50
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(mp4)
88 mins
(mp3)
88 mins
(pdf)
4 pgs
Session 2 —88 mins
1.50
Part 2: Risk Assessments (Oct 2017)

This session explores how to conduct an effective risk assessment using a given regulatory framework and compliance program data. This framework is applicable to any subject matter from Anti-Corruption to Privacy.
 

Originally presented: Oct 2017 Corporate Compliance Essentials (Part 1 and 2)

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Ed Kolto, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Senior Vice President, Chief Ethics & Compliance Officer, Walmart International - Bentonville, AR

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3. Part 3: Policies and Procedures (Oct 2017)

Ryan D. McConnell, Lori Fink, Ed Kolto, Jay G. Martin, Daniel Trujillo

1.00 0.00 0.00 1.00
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(mp4)
58 mins
(mp3)
58 mins
(pdf)
4 pgs
Session 3 —58 mins
1.00
Part 3: Policies and Procedures (Oct 2017)

This session explores key elements of effective policies and procedures.  How to draft them, what makes them effective, and how to update them. This session provides insight into modern trends, including best practices for drafting a Code of Conduct.

Originally presented: Oct 2017 Corporate Compliance Essentials (Part 3 and 4)

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Lori Fink, Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc. - Dallas, TX
Ed Kolto, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Walmart International - Bentonville, AR

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4. Part 4: Training and Awareness (Oct 2017)

Ryan D. McConnell, Lori Fink, Ed Kolto, Jay G. Martin, Daniel Trujillo

0.75 0.00 0.00 0.75
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(mp4)
42 mins
(mp3)
42 mins
(pdf)
3 pgs
Session 4 —42 mins
0.75
Part 4: Training and Awareness (Oct 2017)

This session explores key themes for a successful training program, including how to track training, developing content, and training effectiveness.  

Originally presented: Oct 2017 Corporate Compliance Essentials (Part 3 and 4)

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Lori Fink, Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc. - Dallas, TX
Ed Kolto, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Walmart International - Bentonville, AR

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5. Part 5: Internal Investigations (Nov 2017)

Ryan D. McConnell, Jay G. Martin, Kristen Savelle, Cara Viglucci

1.50 0.00 0.00 1.50
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(mp4)
91 mins
(mp3)
91 mins
(pdf)
6 pgs
Session 5 —91 mins
1.50
Part 5: Internal Investigations (Nov 2017)

This session explores best practices for conducting internal investigations—when your compliance program has an issue, hear how to address it in a way that best protects the company and various stakeholders.

Originally presented: Nov 2017 Corporate Compliance Essentials (Part 5 and 6)

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company - Houston, TX
Kristen Savelle, Rock Center for Corporate Governance at Stanford University - Stanford, CA
Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC - Coral Gables, FL

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6. Part 6: Monitoring and Audit (Nov 2017)

Ryan D. McConnell, Jay G. Martin, Kristen Savelle, Cara Viglucci

1.00 0.00 0.00 1.00
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(mp4)
58 mins
(mp3)
58 mins
(pdf)
11 pgs
Session 6 —58 mins
1.00
Part 6: Monitoring and Audit (Nov 2017)

This session explores various aspects of monitoring a program, including auditing third parties. This session also includes a component on attorney-client privilege and defensive email writing.

Originally presented: Nov 2017 Corporate Compliance Essentials (Part 5 and 6)

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Jay G. Martin, Chief Compliance Officer and Associate General Counsel, Baker Hughes, a GE Company - Houston, TX
Kristen Savelle, Rock Center for Corporate Governance at Stanford University - Stanford, CA
Cara Viglucci, Vice President Global Investigations, Millicom International Services, LLC - Coral Gables, FL