eConference

2019 Government Enforcement eConference

Contains material from Oct 2019

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Don’t miss The University of Texas School of Law’s 6th Annual Government Enforcement Institute (UTGEI) – one of the premier enforcement programs in the country.

Hear from some of the nation’s most prominent authorities on key issues and strategies for protecting companies and executives in government investigations in a collegial forum for in-house counsel, practitioners, and high-level current and former government officials.

Includes: Video Audio Paper Slides

  • Total Credit Hours:
  • 11.25 | 3.00 ethics
  • Credit Info
  • TX, CA
  • Specialization: Administrative Law | Civil Appellate Law | Civil Trial Law | Criminal Appellate Law | Criminal Law
  • TX MCLE credit expires: 9/30/2020

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Preview Sessions
Credit

1. Opening Keynote Presentation (Oct 2019)

Matt Miner

0.50 0.00 0.00 0.50
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(mp4)
28 mins
(mp3)
28 mins
Session 1 — 28 mins, credit 0.50
Opening Keynote Presentation (Oct 2019)

Originally presented at: Sep 2019 Government Enforcement Institute

Matt Miner, Deputy Assistant Attorney General, Criminal Division, U.S. Department of Justice - Washington, DC

2. Tailoring Internal Investigations to be More Efficient and Cost Effective (Oct 2019)

Todd C. Ranta, Fredric (Rick) Firestone, Brad Mroski, Leonard C. Sherer, Ivan Velez-Leon

1.00 0.25 0.00 1.00 | 0.25 ethics
Preview Materials

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(mp4)
54 mins
(mp3)
54 mins
(pdf)
19 pgs
Session 2 — 54 mins, credit 1.00 | 0.25 ethics
Tailoring Internal Investigations to be More Efficient and Cost Effective (Oct 2019)

Discuss the latest technology and techniques that are being employed for conducting efficient and effective internal investigations.

Originally presented at: Sep 2019 Government Enforcement Institute

Todd C. Ranta, Partner, PwC - Dallas, TX
Fredric (Rick) Firestone, Partner, McDermott Will & Emery - Washington, DC
Brad Mroski, Managing Director, AlixPartners - Dallas, TX
Leonard C. Sherer, Vice President - Law, Labor and Employment, Union Pacific - Omaha, NE
Ivan Velez-Leon, Managing Director, Forensic Services, KPMG LLP - Miami, FL

3. Representation of Multiple Parties: Ethical and Practical Considerations (Oct 2019)

Amy Jeffress, Jennifer Z. Belveal, Patrick K. Craine, Matthew G. Nielsen

1.00 1.00 0.00 1.00 | 1.00 ethics
Preview Materials

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(mp4)
56 mins
(mp3)
56 mins
Paper
(pdf)
31 pgs
Session 3 — 56 mins, credit 1.00 | 1.00 ethics
Representation of Multiple Parties: Ethical and Practical Considerations (Oct 2019)

Examine the advantages and disadvantages of using pool counsel in internal investigations, including the impact of joint representation, whether the various clients' interests are sufficiently aligned, the types of agreements entered with the company, the logistics of the engagement, consequences of one client being charged or cooperating, and managing client information to avoid potential cross-contamination.

Originally presented at: Sep 2019 Government Enforcement Institute

Amy Jeffress, Partner, Arnold & Porter LLP - Washington, DC
Jennifer Z. Belveal, Partner, Foley & Lardner LLP - Detroit, MI
Patrick K. Craine, General Counsel and Corporate Secretary, Gulfport Energy Corporation - Oklahoma City, OK
Matthew G. Nielsen, Partner, Bracewell LLP - Dallas, TX

4. Government Investigations and the External Auditor (Oct 2019)

Timothy R. McCormick, Jeff Ferguson, Kelvin F. Sellers, Holly Tucker

1.00 0.25 0.00 1.00 | 0.25 ethics
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(mp4)
58 mins
(mp3)
57 mins
(pdf)
11 pgs
Session 4 — 58 mins, credit 1.00 | 0.25 ethics
Government Investigations and the External Auditor (Oct 2019)

Hear tips for legal departments in interacting with external auditors during an investigation.

Originally presented at: Sep 2019 Government Enforcement Institute

Timothy R. McCormick, Partner, Thompson & Knight LLP - Dallas, TX
Jeff Ferguson, Partner, Ernst & Young LLP - Dallas, TX
Kelvin F. Sellers, VP & General Counsel, Interstate Batteries - Dallas, TX
Holly Tucker, Partner, Deloitte - Dallas, TX

5. Whistleblower Issues and Best Practices (Oct 2019)

Jordan A. Thomas, Michael Jackman, Emily Pasquinelli

1.00 0.25 0.00 1.00 | 0.25 ethics
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(mp4)
54 mins
(mp3)
54 mins
Paper
(pdf)
119 pgs
Session 5 — 54 mins, credit 1.00 | 0.25 ethics
Whistleblower Issues and Best Practices (Oct 2019)

An exploration of the myriad challenges posed for companies by whistleblowers, as well as viable strategies for successfully negotiating the difficult obstacles presented.

Originally presented at: Sep 2019 Government Enforcement Institute

Jordan A. Thomas, Partner, Labaton Sucharow LLP - New York, NY
Michael Jackman, Director, Corporate Inquiries & Hotline / Compliance Counsel, Flowserve Corporation - Irving, TX
Emily Pasquinelli, Deputy Chief of the Office of the Whistleblower, U.S. Securities & Exchange Commission

6. Financial Fraud Enforcement: A Look Around the Corner (Oct 2019)

Jason S. Flemmons, Brian K. Kidd, Benjamin D. Singer, Eric R. Werner

1.00 0.00 0.00 1.00
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(mp4)
60 mins
(mp3)
60 mins
Session 6 — 60 mins, credit 1.00
Financial Fraud Enforcement: A Look Around the Corner (Oct 2019)

An update on the SEC’s and DOJ’s recent enforcement efforts involving financial fraud investigations and related litigation.

Originally presented at: Sep 2019 Government Enforcement Institute

Jason S. Flemmons, Senior Managing Director, Ankura Consulting Group - Washington, DC
Brian K. Kidd, Chief, Securities and Financial Fraud Unit, U.S. Department of Justice - Washington, DC
Benjamin D. Singer, Partner, O'Melveny & Myers LLP - Washington, DC
Eric R. Werner, Associate Regional Director, U.S. Securities and Exchange Commission - Fort Worth, TX

7. FCPA Issues and Developments (Oct 2019)

Charles E. Duross, Tarek J. Helou, Jason Rose, Ephraim "Fry" Wernick

1.00 0.50 0.00 1.00 | 0.50 ethics
Preview Materials

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(mp4)
61 mins
(mp3)
61 mins
Paper
(pdf)
18 pgs
Slides
(pdf)
4 pgs
Session 7 — 61 mins, credit 1.00 | 0.50 ethics
FCPA Issues and Developments (Oct 2019)

The latest in FCPA enforcement trends and policy developments, compliance best practices, and international updates.

Originally presented at: Sep 2019 Government Enforcement Institute

Charles E. Duross, Partner, Morrison & Foerster LLP - Washington, DC
Tarek J. Helou, Partner, Wilson Sonsini Goodrich & Rosati, P.C. - Washington, DC
Jason Rose, Enforcement Attorney, U.S. Securities and Exchange Commission - Fort Worth, TX
Ephraim "Fry" Wernick, Partner, Vinson & Elkins LLP - Washington, DC

8. Cybersecurity: Between the SEC and DOJ, What’s a Company to Do? (Oct 2019)

Shamoil T. Shipchandler, Michael Chu, Adam R. Law, Scott Mascianica, John Park Pearson

1.00 0.25 0.00 1.00 | 0.25 ethics
Preview Materials

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(mp4)
58 mins
(mp3)
57 mins
(pdf)
13 pgs
Session 8 — 58 mins, credit 1.00 | 0.25 ethics
Cybersecurity: Between the SEC and DOJ, What’s a Company to Do? (Oct 2019)

The government takes an active role in enforcement when it comes to cybersecurity issues. Discuss the who, what, when, where, and why of government enforcement and in-house counsel navigates this challenging area.

Originally presented at: Sep 2019 Government Enforcement Institute

Shamoil T. Shipchandler, Partner, Jones Day - Dallas, TX
Michael Chu, Assistant United States Attorney, U.S. Attorney's Office, Southern District of Texas - Houston, TX
Adam R. Law, Senior Vice President, General Counsel & Corporate Secretary, Select Energy Services, Inc. - Houston, TX
Scott Mascianica, Assistant Regional Director, Enforcement, U.S. Securities and Exchange Commission - Fort Worth, TX
John Park Pearson, U.S. Department of Justice - Houston, TX

9. The Company in Crisis: Talking to Investors, Regulators and the Media (Oct 2019)

Kit Addleman, Erik Hotmire, Ira H. Raphaelson, Sarah R. Teachout

1.00 0.50 0.00 1.00 | 0.50 ethics
Preview Materials

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(mp4)
60 mins
(mp3)
60 mins
(pdf)
12 pgs
(pdf)
12 pgs
Session 9 — 60 mins, credit 1.00 | 0.50 ethics
The Company in Crisis: Talking to Investors, Regulators and the Media (Oct 2019)

Best practices for crisis preparation, planning, and how to disclose and communicate after a crisis event. Address strategies for dealing with the media, investors, and the public then discuss the legal requirements and the strategic considerations in making disclosures in company filings.

Originally presented at: Sep 2019 Government Enforcement Institute

Kit Addleman, Partner, Haynes and Boone, LLP - Dallas, TX
Erik Hotmire, Former Senior Advisor to the Chairman, U.S. Securities and Exchange Commission - Washington, DC
Ira H. Raphaelson, Senior Counsel, White & Case LLP - Washington, DC
Sarah R. Teachout, Sr. Vice President and Chief Legal Officer, Trinity Industries - Dallas, TX

10. Antitrust Enforcement (Oct 2019)

Jennifer K. Schwab, J. Clayton Everett Jr., Robert E. Friedman, Peter Huston, Kim Van Winkle

1.00 0.00 0.00 1.00
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(mp4)
59 mins
(mp3)
59 mins
Paper
(pdf)
152 pgs
Session 10 — 59 mins, credit 1.00
Antitrust Enforcement (Oct 2019)

Hear about hot topics in federal and state antitrust enforcement, practical takeaways for discussions with the DOJ, FTC, or state attorneys general, and best practices for corporate compliance.
 

Originally presented at: Sep 2019 Government Enforcement Institute

Jennifer K. Schwab, Partner, Honigman LLP - Chicago, IL
J. Clayton Everett Jr., Partner, Morgan, Lewis & Bockius LLP - Washington, DC
Robert E. Friedman, Senior Counsel, Compliance, Exxon Mobil Corporation - Spring, TX
Peter Huston, Partner, Baker Botts L.L.P. - San Francisco, CA
Kim Van Winkle, Deputy Chief, Antitrust Division, Texas Attorney General's Office - Austin, TX

11. False Claims Act Developments (Oct 2019)

Danny S. Ashby, Christopher Babbitt, Scott A. Resnik

0.75 0.00 0.00 0.75
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(mp4)
45 mins
(mp3)
45 mins
(pdf)
13 pgs
Session 11 — 45 mins, credit 0.75
False Claims Act Developments (Oct 2019)

Review recent case law, legislative and policy developments, and the government’s current enforcement priorities under the federal law that continue to be the government’s main tool for combating government program fraud.     

Originally presented at: Sep 2019 Government Enforcement Institute

Danny S. Ashby, Partner, Morgan, Lewis & Bockius LLP - Dallas, TX
Christopher Babbitt, Partner, WilmerHale - Washington, DC
Scott A. Resnik, Partner, Katten Muchin Rosenman LLP - New York, NY

12. Criminal Developments (Oct 2019)

Jeffrey J. Ansley, Jay Dewald, Edward F. Gallagher III, Eric J.R. Nichols, Gil M. Soffer

1.00 0.00 0.00 1.00
Preview Materials

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(mp4)
57 mins
(mp3)
56 mins
Paper
(pdf)
19 pgs
(pdf)
15 pgs
Session 12 — 57 mins, credit 1.00
Criminal Developments (Oct 2019)

Former government attorneys and private practitioners discuss recent legal and policy developments in the field of criminal justice, specifically relating to corporate and other white-collar crimes.​

Originally presented at: Sep 2019 Government Enforcement Institute

Jeffrey J. Ansley, Partner, Bell Nunnally & Martin LLP - Dallas, TX
Jay Dewald, Partner, Jackson Walker LLP - Dallas, TX
Edward F. Gallagher III, Assistant United States Attorney, U.S. Attorney's Office, Southern District of Texas - Houston, TX
Eric J.R. Nichols, Butler Snow LLP - Austin, TX
Gil M. Soffer, Managing Partner, Katten Muchin Rosenman LLP - Chicago, IL

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