Includes light refreshments.
An overview of securities law and when to do a 506(b) Private Placement.
Christina W. Marshall,
Haynes and Boone, LLP - Richardson, TX
What is public solicitation? When does the use of the internet or social media constitute public solicitation? How do you handle a client who “gun jumps” the private placement? What is a substantial preexisting relationship? How do you pre-qualify investors? Learn the answers to these questions and review a sample investor questionnaire.
Jason M. Daniel,
Akin Gump Strauss Hauer & Feld LLP - Dallas, TX
How do you attract attention to your securities if you cannot publicly solicit? Where do you find potential investors? What is the role of crowdfunding intermediaries?
Leverage PR - Austin, TX
What disclosure is required in a private placement? What is a Private Placement Memorandum (PPM) and what information must it contain? What are the different disclosure requirements for an accredited investor versus an unaccredited investor? Learn how to craft certain sections of a PPM, including descriptions of the offering, the company, the principals, and the industry.
Jackson Walker L.L.P. - Dallas, TX
In drafting the private placement memorandum, how do you decide which risk factors to include? Learn how to draft specific risk factors for the deal and what risk factors you should include in almost every private placement memorandum.
Carol Bavousett Mattick, CBM PLLC - Austin and San Antonio, TX
Richard A. Tulli, Gardere Wynne Sewell LLP - Dallas, TX
Wayne M. Whitaker, Whitaker Chalk Swindle & Schwartz PLLC - Fort Worth, TX
Who is a suitable investor and how does he or she become obligated to invest? What are “bad boy” representations and how do they affect the private placement? Learn the issues involved with having certain types of investors, e.g. individuals, entities, IRAs and trusts, and review a sample subscription agreement.
George T. Lee III,
Gardere Wynne Sewell LLP - Dallas, TX
Learn how to electronically file Form D with the SEC and how to comply with state "blue sky" laws. Review sample Form Ds and notice filing documents, and discuss timelines and mandatory amendments.
J.R. Morgan LLP - Austin, TX
2711 North Haskell Avenue