University of Texas School of Law
2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)
Effective Corporate Compliance Program Design

Part 3: Policies and Procedures
Part 4: Training and Awareness
Live Webcast Oct 6, 2017
Conference Concluded

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)

Program Features
There is no “one-size fits all” compliance program. Each compliance program begins with a deep understanding of the business and risk environment. Program design considers the end business user and creates a structure that is mapped to different risks and regulations through a compliance framework that shares common themes irrespective of the type of business or subject matter.
 
Join us online for Part 3 and 4 of this this six-part series that walks through the legal and regulatory framework, core principles, and key components of a successful compliance program.  

Part 3: Policies and Procedures
Part 4: Training and Awareness


Don't miss these upcoming live webcasts - register for the entire series today!  

Also on October 6, 2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 1 and 2)

Part 1: Compliance Framework
Part 2: Risk Assessments

November 10, 2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

Part 5: Monitoring and Audit
Part 6: Internal Investigations


INSTRUCTORS: Part 3 and 4

Ryan D. McConnell is a founding partner of R. McConnell Group PLLC, a Houston-based firm focused on compliance practice and creating effective compliance programs. Mr. McConnell is a former federal prosecutor who focused on corporate compliance issues, internal investigations and white-collar criminal defense. Outside of his law practice, Mr. McConnell teaches international corporate compliance at the University of Houston Law Center.

Lori Fink is Senior Vice President—Assistant General Counsel and Chief Privacy Officer for AT&T Services, Inc. where she has responsibility for legal matters relating to privacy, data protection, corporate compliance. Prior to that, Lori was with Southwestern Bell Telephone Company handling labor, general litigation and state regulatory and legislative matters. She has held a variety of other legal positions supporting External Affairs and Compliance, Small Business Sales, Global Customer Service, Access Management, Global Operations and Process Engineering, the Global Marketing Organization, Corporate Strategy and the Big Data Center of Excellence.

Jay G. Martin is Vice President, Chief Compliance Officer and Senior General Counsel at Baker Hughes International. Prior to joining BHI, Mr. Martin was a Shareholder at Winstead Sechrest & Minick P.C., a Partner at Phelps Dunbar and Andrews & Kurth, and the Assistant General Counsel of Mobil Oil Corporation’s Worldwide Exploration and Production Division in Fairfax, Virginia. 

Daniel Trujillo is Senior Vice President and Chief Ethics and Compliance Officer for Walmart International. Before joining Walmart International, he served as Deputy General Counsel and Director of Compliance at Schlumberger Ltd. where he worked in numerous legal roles providing advice on international operations and mergers and acquisitions. Daniel has co-authored several articles on risk-based compliance programs and speaks frequently on building international compliance programs. 

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)

10/17/17
Schedule

Friday Afternoon, Oct. 6, 2017

3:00 pm

1.00 hr

Part 3: Policies and Procedures

This session explores key elements of effective policies and procedures.  How to draft them, what makes them effective, and how to update them. This session provides insight into modern trends, including best practices for drafting a Code of Conduct.

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Lori Fink, Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc. - Dallas, TX
Ed Kolto, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Walmart International - Bentonville, AR

4:00 pm

1.00 hr

Part 4: Training and Awareness

This session explores key themes for a successful training program, including how to track training, developing content, and training effectiveness.  

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Lori Fink, Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc. - Dallas, TX
Ed Kolto, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Walmart International - Bentonville, AR

5:00 pm
Adjourn

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)

Faculty

Conference Faculty

Lori Fink
Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc.
Dallas, TX
Ed Kolto
AT&T Services, Inc.
Dallas, TX
Jay G. Martin
Baker Hughes, a GE Company
Houston, TX
Ryan D. McConnell
Partner, R. McConnell Group PLLC
Houston, TX
Daniel Trujillo
Walmart International
Bentonville, AR

Planning Committee

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)

Credit Information

MCLE Credit

Texas
2.00 hrs
Additional Information
UT Law CLE will report credit to the State Bar of Texas on your behalf. If you are claiming credit in the last week of your birth month, self-report your credit directly to the State Bar of Texas at texasbar.com. A Certificate of Completion will be emailed to you upon claiming credit.
California
2.00 hrs
Additional Information
Self-report your CLE credit directly to the State Bar of California at calbar.ca.gov. Print and keep the Certificate of Completion for your records. A Certificate of Completion will be emailed to you upon claiming credit.
Other States
2.00 hrs
Additional Information
Note on Self-Reporting Your Credits in Another State
If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. Upon claiming credit, a Certificate of Completion will be emailed to you.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion .

MCLE credit is presented based on a 60-minute credit hour. 

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)

Key Dates

Live Webcast

  • Last day for cancellation (full refund): Sep 29, 2017
  • Last day for cancellation (partial refund): Oct 2, 2017
    $50 processing fee applied

UT Law CLE

2017 LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)

Hotel / Venue