8^th Annual

Government Enforcement Institute

The Premier In-House Counsel Forum for
Protecting Companies and Executives in Government Investigations

Dallas Sep 15-16, 2022 Hotel ZaZa Dallas Uptown
Conference Concluded

Live Webcast Sep 15-16, 2022
Conference Concluded

Overview

Join us for The University of Texas School of Law’s 8th Annual Government Enforcement Institute (UTGEI)—one of the premier enforcement programs in the country, bringing together the top enforcement practitioners, in-house counsel, compliance professionals, and agency personnel. Hear from some of the nation’s most prominent authorities on key issues and strategies for protecting companies and executives in government investigations.

Event Schedule

Program is subject to change.
All times are Central Time Zone.

Day 1 September 15, 2022
Day 2 September 16, 2022

Time

Credit

Subject

Speaker
Thursday Morning, Sep. 15, 2022
Presiding Officer:
Steve Korotash, Dallas, TX
8:00 am
Dallas Only

Registration Opens

Includes breakfast (to be served at 8:30 a.m.)

Thank You to Our Breakfast Sponsor
9:00 am

Welcoming Remarks
9:15 am

1.00 hr

Consumer Financial Protection Bureau: Non-Financial Firms Now in the Crosshairs?

The Consumer Financial Protection Bureau is a powerful enforcement agency with aggressive leadership. Banks and other financial institutions are rightly focused on understanding the Bureau’s evolving priorities, objective, and strategies, but a key part of the Bureau’s stated enforcement and supervision strategy is expanding its reach into “non-financial” firms that have a significant role in the financial lives of consumers, with an emphasis on the technology industry. This panel discusses where the Bureau is headed, the legal theory underpinning its strategy, and what non-financial firms can do to prepare.

Moderator:
David I. Monteiro, Partner, Morgan, Lewis & Bockius LLP - Dallas, TX
Panelists:
Donna Daniels, Managing Director, EY - New York, NY
David A. Tallman, Member, McGlinchey - Houston, TX

Moderator:
David I. Monteiro, Partner, Morgan, Lewis & Bockius LLP - Dallas, TX
Panelists:
Donna Daniels, Managing Director, EY - New York, NY
David A. Tallman, Member, McGlinchey - Houston, TX
10:15 am

1.00 hr

Emerging Compliance Programs and Issues

This panel discusses ESG, new supply chain rules, Russia, sanctions, and so much more.

Moderator:
Patrick K. Craine, Chief Legal and Administrative Officer, Gulfport Energy Corporation - Oklahoma City, OK
Panelists:
Brent Benoit, Vice President, Chief Compliance Officer, National Oilwell Varco - Houston, TX
John J. Sardar, Global Head of Compliance, AB InBev - St. Louis, MO

Moderator:
Patrick K. Craine, Chief Legal and Administrative Officer, Gulfport Energy Corporation - Oklahoma City, OK
Panelists:
Brent Benoit, Vice President, Chief Compliance Officer, National Oilwell Varco - Houston, TX
John J. Sardar, Global Head of Compliance, AB InBev - St. Louis, MO
11:15 am

15-Minute Break

Thank You to Our Thursday Coffee and Breaks Sponsor
11:30 am

1.25 hrs

SEC: Developments and Current Priorities

An update on the SEC’s recent enforcement efforts involving financial fraud, corporate disclosure, SPACs and ESG.

Moderator:
Jason S. Flemmons, Senior Managing Director, Ankura Consulting Group - Washington, DC
Panelists:
Jina Choi, Partner, Morrison Foerster - San Francisco, CA
Rebecca Fike, Partner, Vinson & Elkins LLP - Dallas, TX
Kurt Gottschall, Partner, Haynes Boone, LLP - Denver, CO
David Peavler, Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office, U.S. Securities and Exchange Commission - Fort Worth, TX

Moderator:
Jason S. Flemmons, Senior Managing Director, Ankura Consulting Group - Washington, DC
Panelists:
Jina Choi, Partner, Morrison Foerster - San Francisco, CA
Rebecca Fike, Partner, Vinson & Elkins LLP - Dallas, TX
Kurt Gottschall, Partner, Haynes Boone, LLP - Denver, CO
David Peavler, Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office, U.S. Securities and Exchange Commission - Fort Worth, TX
Thursday Afternoon, Sep. 15, 2022
Presiding Officer:
Jason S. Flemmons, Senior Managing Director, Ankura Consulting Group - Washington, DC
12:45 pm
Dallas Only

Networking Luncheon (45 Minutes)

Thank You to Our Luncheon Sponsor
1:30 pm

1.00 hr
0.50 hr ethics

FCPA: Key Updates and Strategic Responses

This panel discusses takeaways from recent resolutions in Glencore, Stericycle and Tenaris in the context of existing policies, and what both DOJ and SEC pronouncements portend in the corporate white collar space generally. Additionally, the panel members examine how “agency” is being interpreted by the government in the FCPA context in the ongoing quest to identify and manage third party risks.

Moderator:
Jim Letten, Partner, Butler Snow LLP - New Orleans, LA
Panelists:
Lisa Miller, Deputy Assistant Attorney General, U.S. Department of Justice - Washington, DC
Jason Rose, Senior Counsel, U.S. Securities and Exchange Commission - Fort Worth, TX

Moderator:
Jim Letten, Partner, Butler Snow LLP - New Orleans, LA
Panelists:
Lisa Miller, Deputy Assistant Attorney General, U.S. Department of Justice - Washington, DC
Jason Rose, Senior Counsel, U.S. Securities and Exchange Commission - Fort Worth, TX
2:30 pm

1.00 hr

Responding to the Government’s Expectations around eDiscovery, Data Production and Ephemeral Communications

Now you see it, now you don’t. Hear about case studies regarding challenges and best practices when managing ephemeral communications, particularly when responding to government production requests.

Moderator:
Brooke Hopkins, Managing Director, AlixPartners - Dallas, TX
Panelists:
Nick Chambers, Director, AlixPartners LLP - Washington, DC
Cory E. Jacobs, Assistant Chief, U.S. Department of Justice Criminal Division, Fraud Section - Washington, DC
Shamoil T. Shipchandler, Chief Counsel, Risk and Regulatory Legal Group, Charles Schwab Corporation - Dallas, TX
Nikolay Vydashenko, Assistant Director, U.S. Securities and Exchange Commission, Division of Enforcement - Fort Worth, TX

Moderator:
Brooke Hopkins, Managing Director, AlixPartners - Dallas, TX
Panelists:
Nick Chambers, Director, AlixPartners LLP - Washington, DC
Cory E. Jacobs, Assistant Chief, U.S. Department of Justice Criminal Division, Fraud Section - Washington, DC
Shamoil T. Shipchandler, Chief Counsel, Risk and Regulatory Legal Group, Charles Schwab Corporation - Dallas, TX
Nikolay Vydashenko, Assistant Director, U.S. Securities and Exchange Commission, Division of Enforcement - Fort Worth, TX
3:30 pm

15-Minute Break
3:45 pm

1.00 hr
0.50 hr ethics

Cybersecurity and Ransomware: Updates and Best Practices

As ransomware and cyber attacks against critical infrastructure continue to make headlines around the world, companies are left to wonder if they are doing enough to stay safe. Examine evolving ransomware trends and cybersecurity best practices, as well as the SEC's proposed cybersecurity rules and the anticipated impact.

Moderator:
Chase Przilas, Director Cybersecurity, PwC - Dallas, TX
Panelists:
Shardul Desai, Partner, Holland & Knight - Washington, DC
Derek Kleinmann, Enforcement Attorney, U.S. Securities and Exchange Commission - Fort Worth, TX
Kristina Littman, Partner, Willkie Farr & Gallagher LLP - Washington, DC

Moderator:
Chase Przilas, Director Cybersecurity, PwC - Dallas, TX
Panelists:
Shardul Desai, Partner, Holland & Knight - Washington, DC
Derek Kleinmann, Enforcement Attorney, U.S. Securities and Exchange Commission - Fort Worth, TX
Kristina Littman, Partner, Willkie Farr & Gallagher LLP - Washington, DC
4:45 pm

0.75 hr

Tales from Trial: The Boeing Case is Shot Down

Defense attorneys for the Boeing test pilot, the only individual indicted in connection with the Boeing 737 Max crashes, discuss details of the trial and their successful defense strategy.

Panelists:
David Gerger, Partner, Gerger Hennessy & Martin LLP - Houston, TX
Cory E. Jacobs, Assistant Chief, U.S. Department of Justice Criminal Division, Fraud Section - Washington, DC
Ashlee Martin, Partner, Gerger Hennessy & Martin LLP - Houston, TX

Panelists:
David Gerger, Partner, Gerger Hennessy & Martin LLP - Houston, TX
Cory E. Jacobs, Assistant Chief, U.S. Department of Justice Criminal Division, Fraud Section - Washington, DC
Ashlee Martin, Partner, Gerger Hennessy & Martin LLP - Houston, TX
5:30 pm

Adjourn to Networking Reception

Join us for drinks and hors d'oeuvres with program faculty and attendees.

Thank You to Our Reception Sponsor

Time

Credit

Subject

Speaker
Friday Morning, Sep. 16, 2022
Presiding Officer:
Kit Addleman, Partner, Haynes Boone, LLP - Dallas, TX
8:30 am
Dallas Only

Conference Room Opens
9:00 am

0.50 hr

Keynote Presentation: The Department’s Efforts to Combat Financial and Corporate Crime

Through its policies and its prosecutions of individuals and corporations, the Department of Justice is focused on encouraging corporations to proactively target misconduct, empower corporate compliance officers, and incentivize individuals to come forward to report potential misconduct as soon as it is identified. The Department of Justice’s Criminal Division has used a combination of cutting-edge data analytics techniques, traditional law enforcement tools, and a focus on compliance to root out fraud and corrupt conduct.

Kenneth A. Polite Jr., Assistant Attorney General, Criminal Division, The United States Department of Justice - Washington, DC

Kenneth A. Polite Jr., Assistant Attorney General, Criminal Division, The United States Department of Justice - Washington, DC
9:30 am

1.25 hrs

Department of Justice: Critical Criminal Developments

This program highlights past, present, and future developments in government enforcement. The discussion will include high-profile DOJ investigations and indictments over the past two years, pandemic-induced changes to investigations, white collar litigation across the country, and the key enforcement topics in 2022 and beyond.

Moderator:
Kip Mendrygal, Partner, Locke Lord LLP - Dallas, TX
Panelists:
Elisha Kobre, Partner, Bradley Arant Boult Cummings LLP - Dallas, TX
Chad Meacham, U.S. Attorney's Office, Northern District of Texas - Dallas, TX
Lisa Miller, Deputy Assistant Attorney General, U.S. Department of Justice - Washington, DC
Gil M. Soffer, Managing Partner, Katten Muchin Rosenman LLP - Chicago, IL

Moderator:
Kip Mendrygal, Partner, Locke Lord LLP - Dallas, TX
Panelists:
Elisha Kobre, Partner, Bradley Arant Boult Cummings LLP - Dallas, TX
Chad Meacham, U.S. Attorney's Office, Northern District of Texas - Dallas, TX
Lisa Miller, Deputy Assistant Attorney General, U.S. Department of Justice - Washington, DC
Gil M. Soffer, Managing Partner, Katten Muchin Rosenman LLP - Chicago, IL
10:45 am

15-Minute Break
11:00 am

1.00 hr

A Boardroom View to Preventing and Resolving Investigation Issues

Members of Boards of Directors discuss approaches to difficult situations including government and internal investigations, including working with disclosure committees and the financial team to identify issues; internal investigation experiences and board expectations; the roles of the audit committee and full board in responding to or overseeing investigations; crisis management; DOJ and SEC expectations for the Board; and board member responses to seeing actions from those agencies against companies in their industries.

Moderator:
Kit Addleman, Partner, Haynes Boone, LLP - Dallas, TX
Panelists:
Rhys J. Best, Chairman of the Board at Arcosa and Director at Texas Pacific Land Trust - Dallas TX, Arcosa, Inc. - Dallas, TX
Donna Epps, Director, SAIA, Texas Pacific Land Trust, and Texas Roadhouse - Dallas, TX
Sylvia J. Kerrigan, Board of Directors, Hornbeck Offshore Services, Inc. - Covington, LA

Moderator:
Kit Addleman, Partner, Haynes Boone, LLP - Dallas, TX
Panelists:
Rhys J. Best, Chairman of the Board at Arcosa and Director at Texas Pacific Land Trust - Dallas TX, Arcosa, Inc. - Dallas, TX
Donna Epps, Director, SAIA, Texas Pacific Land Trust, and Texas Roadhouse - Dallas, TX
Sylvia J. Kerrigan, Board of Directors, Hornbeck Offshore Services, Inc. - Covington, LA
12:00 pm

1.00 hr ethics

Ethical Issues Facing In-House Counsel

In-house counsel are facing increasingly complicated ethical issues arising from internal and government investigations. Hear discussion on ethics issues faced by in-house counsel, including how to navigate through investigations of key officers and executives, balancing when to report to the Board where management is reluctant to act, and recent developments regarding waiver of privilege during reporting out of investigation results.

Moderator:
Matthew G. Nielsen, Partner, Bracewell LLP - Dallas, TX
Panelists:
Brent Basden, Partner, Koning Rubarts LLP - Dallas, TX
Erica Benites Giese, Partner, Jackson Walker LLP - San Antonio, TX
Michael Jackman, Director, Senior Counsel/Compliance, Hudson Advisors L.P. - Dallas, TX

Moderator:
Matthew G. Nielsen, Partner, Bracewell LLP - Dallas, TX
Panelists:
Brent Basden, Partner, Koning Rubarts LLP - Dallas, TX
Erica Benites Giese, Partner, Jackson Walker LLP - San Antonio, TX
Michael Jackman, Director, Senior Counsel/Compliance, Hudson Advisors L.P. - Dallas, TX
1:00 pm

Adjourn

Day 1 September 15, 2022
Day 2 September 16, 2022

Download Schedule

Conference Faculty

Kit Addleman

Partner, Haynes Boone, LLP
Dallas, TX

Brent Basden

Partner, Koning Rubarts LLP
Dallas, TX

Brent Benoit

Vice President, Chief Compliance Officer, National Oilwell Varco
Houston, TX

Rhys J. Best

Chairman of the Board at Arcosa and Director at Texas Pacific Land Trust - Dallas TX, Arcosa, Inc.
Dallas, TX

Nick Chambers

Director, AlixPartners LLP
Washington, DC

Jina Choi

Partner, Morrison Foerster
San Francisco, CA

Patrick K. Craine

Chief Legal and Administrative Officer, Gulfport Energy Corporation
Oklahoma City, OK

Donna Daniels

Managing Director, EY
New York, NY

Shardul Desai

Partner, Holland & Knight
Washington, DC

Donna Epps

Director, SAIA, Texas Pacific Land Trust, and Texas Roadhouse
Dallas, TX

Rebecca Fike

Partner, Vinson & Elkins LLP
Dallas, TX

Jason S. Flemmons

Senior Managing Director, Ankura Consulting Group
Washington, DC

David Gerger

Partner, Gerger Hennessy & Martin LLP
Houston, TX

Erica Benites Giese

Partner, Jackson Walker LLP
San Antonio, TX

Kurt Gottschall

Partner, Haynes Boone, LLP
Denver, CO

Brooke Hopkins

Managing Director, AlixPartners
Dallas, TX

Michael Jackman

Director, Senior Counsel/Compliance, Hudson Advisors L.P.
Dallas, TX

Cory E. Jacobs

Assistant Chief, U.S. Department of Justice Criminal Division, Fraud Section
Washington, DC

Sylvia J. Kerrigan

Board of Directors, Hornbeck Offshore Services, Inc.
Covington, LA

Derek Kleinmann

Enforcement Attorney, U.S. Securities and Exchange Commission
Fort Worth, TX

Elisha Kobre

Partner, Bradley Arant Boult Cummings LLP
Dallas, TX

Jim Letten

Partner, Butler Snow LLP
New Orleans, LA

Kristina Littman

Partner, Willkie Farr & Gallagher LLP
Washington, DC

Ashlee Martin

Partner, Gerger Hennessy & Martin LLP
Houston, TX

Chad Meacham

U.S. Attorney's Office, Northern District of Texas
Dallas, TX

Kip Mendrygal

Partner, Locke Lord LLP
Dallas, TX

Lisa Miller

Deputy Assistant Attorney General, U.S. Department of Justice
Washington, DC

David I. Monteiro

Partner, Morgan, Lewis & Bockius LLP
Dallas, TX

Matthew G. Nielsen

Partner, Bracewell LLP
Dallas, TX

David Peavler

Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office, U.S. Securities and Exchange Commission
Fort Worth, TX

Kenneth A. Polite Jr.

Assistant Attorney General, Criminal Division, The United States Department of Justice
Washington, DC

Chase Przilas

Director Cybersecurity, PwC
Dallas, TX

Jason Rose

Senior Counsel, U.S. Securities and Exchange Commission
Fort Worth, TX

John J. Sardar

Global Head of Compliance, AB InBev
St. Louis, MO

Shamoil T. Shipchandler

Chief Counsel, Risk and Regulatory Legal Group, Charles Schwab Corporation
Dallas, TX

Gil M. Soffer

Managing Partner, Katten Muchin Rosenman LLP
Chicago, IL

David A. Tallman

Member, McGlinchey
Houston, TX

Nikolay Vydashenko

Assistant Director, U.S. Securities and Exchange Commission, Division of Enforcement
Fort Worth, TX

Planning Committee

Kit Addleman—Co-Chair

Partner, Haynes Boone, LLP
Dallas, TX

Steve Korotash—Co-Chair

Dallas, TX

Joanna Jefferson—Director

The University of Texas School of Law
Austin, TX

Patrick K. Craine

Chief Legal and Administrative Officer, Gulfport Energy Corporation
Oklahoma City, OK

Jason S. Flemmons

Senior Managing Director, Ankura Consulting Group
Washington, DC

Jennifer S. Freel

Jackson Walker LLP
Austin, TX

Jim Letten

Partner, Butler Snow LLP
New Orleans, LA

Jessica B. Magee

Partner, Holland & Knight
Dallas, TX

Todd C. Ranta

PwC
Dallas, TX

Benjamin D. Singer

O'Melveny & Myers LLP
Washington, DC

MCLE Credit

Texas – 10.75 hrs | 2.00 hrs Ethics
Legal Specialization(s): Administrative Law, Civil Appellate Law, Criminal Law, Criminal Appellate Law, Civil Trial Law

You may claim your credit online in Your Briefcase, and UT Law CLE will report credit on your behalf to the State Bar of Texas. A Certificate of Attendance will be provided in Your Briefcase for your records. The system reports Texas CLE credit every Tuesday. If you are claiming credit in the last week of your birth month, self-report your CLE credit directly to the State Bar of Texas at texasbar.com, using the course number provided on your certificate of attendance.

California – 10.75 hrs | 2.00 hrs Ethics

You must claim your credit online in Your Briefcase, and will then be provided a Certificate of Attendance for your records. UT Law CLE is required to provide the State Bar with electronic attendance records for any MCLE participatory activity within 60 days of completion of the activity. The California licensee is responsible for reporting their compliance/credit hours earned to the State Bar at the end of their reporting period directly to the State Bar of California at calbar.ca.gov UT Law CLE will maintain Attendance Records for four years.

Kansas – 12.50 hrs | 2.00 hrs Ethics

You must claim and certify your credit online in Your Briefcase, and will then be provided a Certificate of Attendance for your records. For out-of-state seminars, the attorney is responsible for submitting the executed affidavit to Kansas Continuing Legal Education within 30 days after the seminar.
UT Law CLE will provide the affidavit via email once you have completed the claim credit process in your UTCLE.org account. You will then return the completed affidavit form to cleinfo@kscourts.org. UT Law CLE will maintain Attendance Records for four years.

Oklahoma – 13.00 hrs | 2.50 hrs Ethics

You must claim and certify your credit online in Your Briefcase, then you will then be provided a Certificate of Attendance for your records. UT Law CLE will report credit on your behalf to the Oklahoma Bar Association within 30 days after the conference.

Pennsylvania – 10.50 hrs | 2.00 hrs Ethics

UT Law CLE is an approved provider of Pennsylvania credit, sponsor #236. You must claim your credit online in Your Briefcase, and will then be provided a Certificate of Attendance for your records. Attorney attendance will be reported to Pennsylvania within 2 weeks after credit is claimed and submit. Attorneys are not able to report this credit on their own, and UT Law CLE pays all associated fees for the credit hours. Contact us at accreditation@utcle.org if you have additional questions.

Other States – 10.75 hrs | 2.00 hrs Ethics

Note on Self-Reporting Your Credits in Another State

If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

You must claim and certify your credit online in Your Briefcase, you will then be provided a Certificate of Attendance for your records and to provided to other licensing authorities as needed.

MCLE credit is presented based on a 60-minute credit hour.

Other Credit

TX Accounting CPE – 13.00 hrs

The University of Texas School of Law (Provider #250) live conferences are presumptively approved by The Texas State Board of Public Accountancy for Texas Accounting CPE credit based on a 50-minute credit hour. Approved for general CPE credit only.

At the conference, you are welcome to sign in on the Accounting CPE Record of Attendance form at the registration desk, but we are now reporting all credit online. You will receive a Texas Accounting Certificate of Completion in Your Briefcase. Self-report your CPE credit directly to TSBPA. UT Law CLE will maintain Attendance Records for four years.

Contact us at accreditation@utcle.org if you have additional questions.

MCLE Credit

Texas – 10.75 hrs | 2.00 hrs Ethics
Legal Specialization(s): Administrative Law, Civil Appellate Law, Criminal Law, Criminal Appellate Law, Civil Trial Law

You may claim your credit online in Your Briefcase, and UT Law CLE will report credit on your behalf to the State Bar of Texas. A Certificate of Completion will be emailed to you upon claiming credit. The system reports Texas CLE credit every Tuesday. If you are claiming credit in the last week of your birth month, self-report your CLE credit directly to the State Bar of Texas at texasbar.com, using the course number provided on your certificate of attendance.

California – 10.75 hrs | 2.00 hrs Ethics

To claim California MCLE credit, California credit option must be selected PRIOR to viewing the live webcast. This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. Verification pop-ups will NOT display when the webcast video player is in "full screen" mode. Furthermore, the notification sound effect alerting pop-ups, will NOT play on mobile devices. We recommend viewing from a computer, as opposed to a mobile device, should MCLE credit, other than Texas, be needed. The response record is detailed on the Certificate of Completion.
You must claim your credit online in Your Briefcase, and will then be provided a Certificate of Attendance for your records. UT Law CLE is required to provide the State Bar with electronic attendance records for any MCLE participatory activity within 60 days of completion of the activity. The California licensee is responsible for reporting their compliance/credit hours earned to the State Bar at the end of their reporting period directly to the State Bar of California at calbar.ca.gov. UT Law CLE will maintain Attendance Records for four years.

MCLE credit is presented based on a 60-minute credit hour.

Kansas – 12.50 hrs | 2.00 hrs Ethics

To claim Kansa MCLE credit, Kansas credit option must be selected PRIOR to viewing the live webcast. This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. Verification pop-ups will NOT display when the webcast video player is in "full screen" mode. Furthermore, the notification sound effect alerting pop-ups, will NOT play on mobile devices. We recommend viewing from a computer, as opposed to a mobile device, should MCLE credit, other than Texas, be needed. The response record is detailed on the Certificate of Completion.

You must claim and certify your credit online in Your Briefcase, and provide your Kansas Registration number in your UTCLE.org account. UT Law CLE will report credit claimed credit on your behalf to the Kansas Continuing Legal Education Commission (KSCLE) within 30 days after the conference. UT Law CLE will maintain Attendance Records for four years.

MCLE credit is presented based on a 50-minute credit hour.

Oklahoma – 13.00 hrs | 2.50 hrs Ethics

To claim Oklahoma MCLE credit, Oklahoma credit option must be selected PRIOR to viewing the live webcast. This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. Verification pop-ups will NOT display when the webcast video player is in "full screen" mode. Furthermore, the notification sound effect alerting pop-ups, will NOT play on mobile devices. We recommend viewing from a computer, as opposed to a mobile device, should MCLE credit, other than Texas, be needed. The response record is detailed on the Certificate of Completion.

The University of Texas School of Law (Provider #169) live webcast presentations meet the requirements and are presumptively approved by the Oklahoma Bar Association for MCLE credit based on a 50-minute credit hour. Upon claiming credit, a Certificate of Completion will be emailed to you. UT Law CLE will report credit on your behalf to the Oklahoma Bar Association within 30 days after the webcast.

Pennsylvania – 10.50 hrs | 2.00 hrs Ethics

To claim Pennsylvania MCLE credit, Pennsylvania credit option must be selected PRIOR to viewing the live webcast. This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. Verification pop-ups will NOT display when the webcast video player is in "full screen" mode. Furthermore, the notification sound effect alerting pop-ups, will NOT play on mobile devices. We recommend viewing from a computer, as opposed to a mobile device, should MCLE credit, other than Texas, be needed. The response record is detailed on the Certificate of Completion.

UT Law CLE is an approved provider of Pennsylvania credit, sponsor #236. Attorney attendance will be reported to Pennsylvania within 2 weeks after credit is claimed and submitted. Attorneys are not able to report this credit on their own, and UT Law CLE pays all associated fees for the credit hours. Contact us at accreditation@utcle.org if you have additional questions.

MCLE credit is presented based on a 60-minute credit hour.

Other States – 10.75 hrs | 2.00 hrs Ethics

Note on Self-Reporting Your Credits in Another State

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. You must claim and certify your credit online in Your Briefcase, you will then be provided a Certificate of Attendance for your records and to provide to other licensing authorities as needed.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion.

MCLE credit is presented based on a 60-minute credit hour.

Other Credit

TX Accounting CPE – 13.00 hrs

The University of Texas School of Law (Provider #250) live webcast presentations meet the requirements and are presumptively approved by the Texas State Board of Public Accountancy for Texas Accounting CPE credit based on a 50-minute credit hour. Approved for general CPE credit only.

This accreditation requires attendance verification. In compliance with the rules, UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion.

To claim Texas Accounting CPE credit, the Texas Accounting CPE credit option must be selected PRIOR to viewing the live webcast. Upon claiming credit, a Certificate of Completion will be emailed to you. Self-report your CPE credit directly to the Texas State Board of Public Accountancy.

Contact us at accreditation@utcle.org if you have additional questions.

Key Dates

Dallas – Sep 15-16, 2022 – Hotel ZaZa Dallas Uptown

Conference Concluded

Live Webcast – Sep 15-16, 2022

Conference Concluded

Buy

Dallas
Live Webcast

Individual
Last day for $625.00 Regular pricing: Sep 7, 2022
$675.00 for registrations received after this time

In-House Counsel
Last day for $425.00 Regular pricing: Sep 7, 2022
$475.00 for registrations received after this time

Government Attorney
Last day for $425.00 Regular pricing: Sep 7, 2022
$475.00 for registrations received after this time

Group (5 registrants minimum)
Last day for $565.00 Regular pricing: Sep 7, 2022
$615.00 for registrations received after this time

Group (10 registrants minimum)
Last day for $500.00 Regular pricing: Sep 7, 2022
$550.00 for registrations received after this time

Cancellation Policy
Last day for full refund cancellation: Sep 9, 2022
$50 processing fee applied after this date
Last day for cancellation: Sep 12, 2022

Venue

Hotel ZaZa Dallas Uptown

2332 Leonard Street
Dallas, TX 75201
214-468-8399
888-880-3244 (reservations)
Map

Accommodations

A limited number of hotel rooms are available at our negotiated $249 room rate (subject to availability).

Parking Information

There is no charge for daily valet parking for conference guests. Overnight Valet parking is available at $39 per car.

Our Sponsors

Thank you to our sponsors! Click each logo below to learn more.

Ankura Consulting Group

Ankura Consulting Group
ankura.com

Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers services and end-to-end solutions to help clients at critical inflection points related to conflict, crisis, performance, risk, strategy, and transformation. The Ankura team consists of more than 1,700 professionals serving 3000+ clients across 55 countries who are leaders in their respective fields and areas of expertise. Collaborative lateral thinking, hard-earned experience, expertise, and multidisciplinary capabilities drive results and Ankura is unrivaled in its ability to assist clients to Protect, Create and Recover Value. For more information, please visit, www.ankura.com.
AlixPartners

AlixPartners
alixpartners.com

AlixPartners is a results-driven global consulting firm that specializes in helping businesses successfully address their most complex and critical challenges. Our Investigations, Disputes & Risk group consists of forensic accountants, former regulators, certified fraud examiners, industry experts, and forensic technology specialists. We have substantive investigations experience and regularly work with legal counsel and companies to bring transparency to the facts and manage risks in connection with investigations, regulatory and enforcement matters, litigation, and compliance.
PwC

PwC
pwc.com

PwC Forensic Services helps companies prepare for, respond to, and emerge stronger from unplanned events. Our team of experienced professionals is dedicated to meeting the challenges caused by fraud allegations, financial crimes and other irregularities. We help you build resilient strategies and solutions to protect what matters most: reputation and value. Every day, through our team of over 90 Forensic Services specialists based in Texas and more than 3,000 through PwC’s global network, we work with attorneys and corporations to address the challenges of investigations, expert testimony, data analytics, economic damages, complex accounting, eDiscovery, cybercrime, information governance—and more. For more information, please visit pwc.com/us/forensics.
FTI Consulting

FTI Consulting
fticonsulting.com

FTI Consulting is an independent global business advisory firm dedicated to helping organizations manage change, mitigate risk and resolve disputes: financial, legal, operational, political & regulatory, reputational and transactional. Individually, each practice is a leader in its specific field, staffed with experts recognized for the depth of their knowledge and a track record of making an impact. Collectively, FTI Consulting offers a comprehensive suite of services designed to assist clients across the business cycle – from proactive risk management to the ability to respond rapidly to unexpected events and dynamic environments.
Haynes Boone

Haynes Boone
haynesboone.com

Haynes and Boone, LLP is an international corporate law firm with 18 offices, spanning Texas, New York, California, Charlotte, Chicago, Denver, Washington, D.C., London, Mexico City and Shanghai, providing a full spectrum of legal services in energy, technology, financial services and private equity. With 600 lawyers, Haynes Boone is ranked among the largest U.S.-based firms by The National Law Journal, The American Lawyer and The Lawyer. It was recognized in the BTI Consulting Group’s 2022 “A-Team” report, which identifies the law firms that in-house counsel commend for providing superior client service.
Morgan, Lewis & Bockius LLP

Morgan, Lewis & Bockius LLP
morganlewis.com

To provide comprehensive and integrated advice to our clients, our government investigations and enforcement lawyers draw on the firm’s broad strength and expertise across practices, including our white collar litigation & government investigations, securities enforcement & litigation, investment management, and antitrust practices. We pride ourselves on our ability to handle a wide range of government investigations and enforcement matters, and most importantly our ability to handle difficult and complex matters with a deep understanding of the multifaceted challenges that such investigations and enforcement present to clients. Our team includes lawyers with strong government backgrounds, including a former chief of the US DOJ Criminal Division Fraud Section, a former US Attorney, more than a dozen former Assistant US Attorneys, and more than 25 SEC alums, along with numerous additional federal and state prosecutors and leaders from other government agencies. With first-hand knowledge and insight into the federal government, our team crafts and executes strategies for navigating complex legal, regulatory, and legislative challenges. We advise on a broad spectrum of matters including white collar criminal defense, securities and financial fraud, FCPA and anticorruption, False Claims Act litigation, antitrust, internal investigations, crisis management, compliance counseling and investigations involving public officials, congress, and state attorneys general. Firm-wide, Morgan Lewis offers 2,200 lawyers—as well as patent agents, benefits advisers, regulatory scientists, and other specialists—in 31 offices across North America, Europe, Asia, and the Middle East. We provide comprehensive litigation, corporate, finance, restructuring, employment and benefits, and intellectual property services in all major industries, helping clients address and anticipate challenges across vast and rapidly changing landscapes.
Bracewell LLP

Bracewell LLP
bracewell.com

Bracewell is a leading law firm that is known worldwide for its unique depth and experience in the energy, infrastructure, finance and technology sectors. To complement our sector-focused excellence, we boast an impressive and diversified array of market-leading substantive practices, including award-winning transactional, litigation, regulatory and government relations practices. This robust mix of sector and practice strengths has allowed us to be a firm of choice for many of the world’s largest and most successful corporate enterprises, financial institutions, private funds and governmental entities.

Our firm’s success is anchored by four authentic pillars of strength: a culture based on personal relationships, collaboration and a shared passion for the firm and its clients; our distinction as a destination firm for talent; blue-chip clients; and a reputation for excellence as a sector and large-practice powerhouse.
Bradley Arant Boult Cummings LLP

Bradley Arant Boult Cummings LLP
bradley.com

Bradley is a national law firm with a reputation for skilled legal work, exceptional client service, and impeccable integrity. We provide business clients around the world with a full suite of legal services in dozens of industries and practice areas.

With 10 offices located in Alabama, Florida, Mississippi, North Carolina, Tennessee, Texas, and the District of Columbia, we have an extensive geographic base to represent clients on a regional, national, and international basis. We frequently serve as national coordinating counsel, regional counsel, and statewide counsel for clients in various industries.

Although Bradley is a large law firm with almost 600 lawyers, our clients still enjoy the personal attention, responsiveness, and deep relationships they would expect from a boutique firm. Our attorneys combine legal experience and knowledge with a sophisticated understanding of industries to find practical, strategic solutions specifically tailored to our clients’ business operations. Bradley lawyers use their talents, judgment, work ethic, and experience to go above and beyond expectations to help clients meet their goals.
Butler Snow LLP

Butler Snow LLP
butlersnow.com

Butler Snow LLP is a full-service law firm with nearly 400 attorneys collaborating across a network of more than 25 offices in the United States, Europe and Asia. Ranked as a leading firm for client relations and one of America’s Top 100 law firms in the BTI Power Rankings, Butler Snow is recognized as one of the nation’s top law firms for client service, including being named to the Client Service A-Team for three consecutive years. Additionally, the firm was ranked 48th out of 650 firms in the BTI Client Relationship Scorecard for understanding client business, anticipating client needs, unprompted communication, legal skills, quality and keeping clients informed. Butler Snow is a member of Lex Mundi, the world’s leading network of independent law firms. For more information, visit www.butlersnow.com or follow the firm on Twitter @Butler_Snow.
Gerger Hennessy & Martin LLP

Gerger Hennessy & Martin LLP
ghmfirm.com

Gerger Hennessy & Martin specializes in government investigations, trials and appeals. We represent individuals and organizations; public companies and private; foreign entities and domestic.
Gray Reed

Gray Reed
grayreed.com

Gray Reed’s Government Investigations and Compliance team represent clients in a variety of heavily-regulated industries in all types of regulatory inquiries, including both civil and criminal enforcement proceedings, federal and state administrative actions, and other regulatory investigations. Our attorneys also conduct internal company investigations of potential misconduct and design effective and forward-thinking compliance programs to prevent or mitigate the impact of regulatory investigations. With more than 50 years of collective experience working for the government across the DOJ, SEC, FBI and Department of Defense, clients benefit from the team’s behind-the-scenes knowledge of how government agencies evaluate and litigate cases. Clients also benefit from the firm’s full-service capabilities in the areas that regularly come within the government’s crosshairs for investigation or enforcement, including healthcare, securities, banking & finance, tax, transactional, real estate, agriculture and construction, among others.
Holland & Knight LLP

Holland & Knight LLP
hklaw.com

Holland & Knight is a global law firm with approximately 1,700 lawyers and other professionals in 31 offices worldwide. The firm's lawyers and advisors provide representation in litigation, corporate and finance, real estate and governmental matters. Interdisciplinary practice groups and industry-based teams provide clients with efficient access to attorneys throughout the firm.
Locke Lord LLP

Locke Lord LLP
lockelord.com

Locke Lord is a full-service law firm with global reach and 20 offices designed to meet clients’ needs in the United States and around the world. The Firm has a history that spans more than 130 years and is a leader in the middle market arena. Locke Lord focuses on providing the highest levels of commitment, quality and service to clients across its five Key Sectors: Energy and Infrastructure; Finance and Financial Services; Insurance and Reinsurance; Pharmaceutical; and Private Equity. In addition, the Firm advises clients across a broad spectrum of other industries, including fund formation, venture capital, health care, public finance, real estate, technology, cybersecurity and white collar, while providing a wealth of experience through its complex litigation, intellectual property, tax, regulatory and transactional teams.
Vinson & Elkins LLP

Vinson & Elkins LLP
velaw.com

Vinson & Elkins LLP was established in 1917 and has grown to over 700 lawyers today. The firm offers experienced legal counsel and commercially-focused service to sophisticated corporate clients across numerous industries. From 12 offices in financial centers and political capitals across the globe, our lawyers provide strategic legal advice on our clients’ most challenging and complex transactional, regulatory, and litigation matters, with a focus on mergers and acquisitions and joint ventures, fund formation, venture capital and growth equity investments, project developments, financings, arbitrations, lawsuits, environmental matters, tax cases, intellectual property matters, restructurings/reorganizations, and regulatory proceedings.
Women’s White Collar Defense Association

Women’s White Collar Defense Association
wwcda.org

The Women’s White Collar Defense Association (WWCDA) is a coalition of women attorneys and other professionals who specialize in the white collar criminal defense field. These women are members of WWCDA chapters around the world and focus their practices on representing corporations, other organizations and individuals facing government enforcement actions (criminal, civil, regulatory, and administrative), and in internal investigations, compliance and ethics matters. Many of the WWCDA chapter members previously served in government positions and in corporate roles. Notable members include former corporate General Counsels and Chief Compliance Officers, as well as former prosecutors and high ranking government officials.

Government Enforcement Institute

Overview

Event Schedule

Thursday Morning, Sep. 15, 2022

Thursday Afternoon, Sep. 15, 2022

Friday Morning, Sep. 16, 2022

Conference Faculty

Planning Committee

Credit Info

MCLE Credit

Other Credit

MCLE Credit

Other Credit

Key Dates

Venue

Hotel ZaZa Dallas Uptown

Accommodations

Parking Information

Our Sponsors

Ankura Consulting Group

AlixPartners

PwC

FTI Consulting

Haynes Boone

Morgan, Lewis & Bockius LLP

Bracewell LLP

Bradley Arant Boult Cummings LLP

Butler Snow LLP

Gerger Hennessy & Martin LLP

Gray Reed

Holland & Knight LLP

Locke Lord LLP

Vinson & Elkins LLP

Women’s White Collar Defense Association

Stay in the loop with UT Law CLE