Overview

There is no “one-size fits all” compliance program. Each compliance program begins with a deep understanding of the business and risk environment. Program design considers the end business user and creates a structure that is mapped to different risks and regulations through a compliance framework that shares common themes irrespective of the type of business or subject matter.
 
Join us online for this six-part series that walks through the legal and regulatory framework, core principles, and key components of a successful compliance program.  

Part 1: Compliance Framework
Part 2: Risk Assessments


Don't miss these upcoming live webcasts - register for the entire series today!  

Also on October 6, 2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)

Part 3: Training and Awareness
Part 4: Policies and Procedures

November 10, 2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)

Part 5: Monitoring and Audit
Part 6: Internal Investigations


INSTRUCTORS: Part 1 and 2

Ryan D. McConnell is a founding partner of R. McConnell Group PLLC, a Houston-based firm focused on compliance practice and creating effective compliance programs. Mr. McConnell is a former federal prosecutor who focused on corporate compliance issues, internal investigations and white-collar criminal defense. Outside of his law practice, Mr. McConnell teaches international corporate compliance at the University of Houston Law Center.

Lori Fink is Senior Vice President—Assistant General Counsel and Chief Privacy Officer for AT&T Services, Inc. where she has responsibility for legal matters relating to privacy, data protection, corporate compliance. Prior to that, Lori was with Southwestern Bell Telephone Company handling labor, general litigation and state regulatory and legislative matters. She has held a variety of other legal positions supporting External Affairs and Compliance, Small Business Sales, Global Customer Service, Access Management, Global Operations and Process Engineering, the Global Marketing Organization, Corporate Strategy and the Big Data Center of Excellence.
 
Jay G. Martin is Vice President, Chief Compliance Officer and Senior General Counsel at Baker Hughes International. Prior to joining BHI, Mr. Martin was a Shareholder at Winstead Sechrest & Minick P.C., a Partner at Phelps Dunbar and Andrews & Kurth, and the Assistant General Counsel of Mobil Oil Corporation’s Worldwide Exploration and Production Division in Fairfax, Virginia.

Daniel Trujillo is Senior Vice President and Chief Ethics and Compliance Officer for Walmart International. Before joining Walmart International, he served as Deputy General Counsel and Director of Compliance at Schlumberger Ltd. where he worked in numerous legal roles providing advice on international operations and mergers and acquisitions. Daniel has co-authored several articles on risk-based compliance programs and speaks frequently on building international compliance programs. 
 

Event Schedule

Program is subject to change.
All times are Central Time Zone.

  • Time
    Credit
    Subject
    Speaker
  • Friday Morning, Oct. 6, 2017
  • 10:30 am
    1.50 hrs
    Part 1: Compliance Framework
    This part outlines the basic structure of a compliance program and the regulatory framework used to develop a program. Learn how to analyze the regulatory framework and build a program that works for the company’s risk environment. Sessions that follow explore in detail how to execute various aspects of program design.

    Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
    Lori Fink, Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc. - Dallas, TX
    Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
    Daniel Trujillo, Senior Vice President, Chief Ethics & Compliance Officer, Walmart International - Bentonville, AR

  • 12:00 pm
    Break

  • Friday Afternoon, Oct. 6, 2017
  • 12:30 pm
    1.50 hrs
    Part 2: Risk Assessments
    This session explores how to conduct an effective risk assessment using a given regulatory framework and compliance program data. This framework is applicable to any subject matter from Anti-Corruption to Privacy.
     

    Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
    Ed Kolto, AT&T Services, Inc. - Dallas, TX
    Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
    Daniel Trujillo, Senior Vice President, Chief Ethics & Compliance Officer, Walmart International - Bentonville, AR

  • 2:00 pm
    Adjourn

Conference Faculty

Lori Fink

Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc.
Dallas, TX

Ed Kolto

AT&T Services, Inc.
Dallas, TX

Jay G. Martin

Baker Hughes, a GE Company
Houston, TX

Ryan D. McConnell

Partner, R. McConnell Group PLLC
Houston, TX

Daniel Trujillo

Senior Vice President, Chief Ethics & Compliance Officer, Walmart International
Bentonville, AR

Credit Info

MCLE Credit
UT Law CLE will report credit to the State Bar of Texas on your behalf. If you are claiming credit in the last week of your birth month, self-report your credit directly to the State Bar of Texas at texasbar.com. A Certificate of Completion will be emailed to you upon claiming credit.
Self-report your CLE credit directly to the State Bar of California at calbar.ca.gov. Print and keep the Certificate of Completion for your records. A Certificate of Completion will be emailed to you upon claiming credit.
Note on Self-Reporting Your Credits in Another State
If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. Upon claiming credit, a Certificate of Completion will be emailed to you.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion .

MCLE credit is presented based on a 60-minute credit hour.

Key Dates

Live Webcast – Oct 6, 2017
Conference Concluded
Live Webcast
Last day for cancellation (full refund): Sep 29, 2017

$50 processing fee applied after this date

Last day for cancellation: Oct 2, 2017

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