2017 LIVE VIDEO WEBCAST

Corporate Compliance Essentials (Part 1 and 2)

Effective Corporate Compliance Program Design

Part 1: Compliance Framework
Part 2: Risk Assessments

Live Webcast Oct 6, 2017
Conference Concluded

Overview

There is no “one-size fits all” compliance program. Each compliance program begins with a deep understanding of the business and risk environment. Program design considers the end business user and creates a structure that is mapped to different risks and regulations through a compliance framework that shares common themes irrespective of the type of business or subject matter.

Join us online for this six-part series that walks through the legal and regulatory framework, core principles, and key components of a successful compliance program.

Part 1: Compliance Framework
Part 2: Risk Assessments

Don't miss these upcoming live webcasts - register for the entire series today!

Also on October 6, 2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 3 and 4)
Part 3: Training and Awareness
Part 4: Policies and Procedures

November 10, 2017
LIVE VIDEO WEBCAST: Corporate Compliance Essentials (Part 5 and 6)
Part 5: Monitoring and Audit
Part 6: Internal Investigations

INSTRUCTORS: Part 1 and 2

Ryan D. McConnell is a founding partner of R. McConnell Group PLLC, a Houston-based firm focused on compliance practice and creating effective compliance programs. Mr. McConnell is a former federal prosecutor who focused on corporate compliance issues, internal investigations and white-collar criminal defense. Outside of his law practice, Mr. McConnell teaches international corporate compliance at the University of Houston Law Center.

Lori Fink is Senior Vice President—Assistant General Counsel and Chief Privacy Officer for AT&T Services, Inc. where she has responsibility for legal matters relating to privacy, data protection, corporate compliance. Prior to that, Lori was with Southwestern Bell Telephone Company handling labor, general litigation and state regulatory and legislative matters. She has held a variety of other legal positions supporting External Affairs and Compliance, Small Business Sales, Global Customer Service, Access Management, Global Operations and Process Engineering, the Global Marketing Organization, Corporate Strategy and the Big Data Center of Excellence.

Jay G. Martin is Vice President, Chief Compliance Officer and Senior General Counsel at Baker Hughes International. Prior to joining BHI, Mr. Martin was a Shareholder at Winstead Sechrest & Minick P.C., a Partner at Phelps Dunbar and Andrews & Kurth, and the Assistant General Counsel of Mobil Oil Corporation’s Worldwide Exploration and Production Division in Fairfax, Virginia.

Daniel Trujillo is Senior Vice President and Chief Ethics and Compliance Officer for Walmart International. Before joining Walmart International, he served as Deputy General Counsel and Director of Compliance at Schlumberger Ltd. where he worked in numerous legal roles providing advice on international operations and mergers and acquisitions. Daniel has co-authored several articles on risk-based compliance programs and speaks frequently on building international compliance programs.

Event Schedule

Program is subject to change.
All times are Central Time Zone.

Time

Credit

Subject

Speaker
Friday Morning, Oct. 6, 2017
10:30 am

1.50 hrs

Part 1: Compliance Framework

This part outlines the basic structure of a compliance program and the regulatory framework used to develop a program. Learn how to analyze the regulatory framework and build a program that works for the company’s risk environment. Sessions that follow explore in detail how to execute various aspects of program design.

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Lori Fink, Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Senior Vice President, Chief Ethics & Compliance Officer, Walmart International - Bentonville, AR
12:00 pm

Break
Friday Afternoon, Oct. 6, 2017
12:30 pm

1.50 hrs

Part 2: Risk Assessments

This session explores how to conduct an effective risk assessment using a given regulatory framework and compliance program data. This framework is applicable to any subject matter from Anti-Corruption to Privacy.

Ryan D. McConnell, Partner, R. McConnell Group PLLC - Houston, TX
Ed Kolto, AT&T Services, Inc. - Dallas, TX
Jay G. Martin, Baker Hughes, a GE Company - Houston, TX
Daniel Trujillo, Senior Vice President, Chief Ethics & Compliance Officer, Walmart International - Bentonville, AR
2:00 pm

Adjourn

Download Schedule

Conference Faculty

Lori Fink

Senior Vice President--Assistant General Counsel & Chief Privacy Officer, AT&T Services, Inc.
Dallas, TX

Ed Kolto

AT&T Services, Inc.
Dallas, TX

Jay G. Martin

Baker Hughes, a GE Company
Houston, TX

Ryan D. McConnell

Partner, R. McConnell Group PLLC
Houston, TX

Daniel Trujillo

Senior Vice President, Chief Ethics & Compliance Officer, Walmart International
Bentonville, AR

Credit Info

Live Webcast

MCLE Credit

Texas – 3.00 hrs

You may claim your credit online in Your Briefcase, and UT Law CLE will report credit on your behalf to the State Bar of Texas. A Certificate of Completion will be emailed to you upon claiming credit. The system reports Texas CLE credit every Tuesday. If you are claiming credit in the last week of your birth month, self-report your CLE credit directly to the State Bar of Texas at texasbar.com, using the course number provided on your certificate of attendance.

California – 3.00 hrs

To claim California MCLE credit, California credit option must be selected PRIOR to viewing the live webcast. This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. Verification pop-ups will NOT display when the webcast video player is in "full screen" mode. Furthermore, the notification sound effect alerting pop-ups, will NOT play on mobile devices. We recommend viewing from a computer, as opposed to a mobile device, should MCLE credit, other than Texas, be needed. The response record is detailed on the Certificate of Completion.

You must claim your credit online in Your Briefcase, and will then be provided a Certificate of Attendance for your records. UT Law CLE is required to provide the State Bar with electronic attendance records for any MCLE participatory activity within 60 days of completion of the activity. The California licensee is responsible for reporting their compliance/credit hours earned to the State Bar at the end of their reporting period directly to the State Bar of California at calbar.ca.gov. UT Law CLE will maintain Attendance Records for four years.

MCLE credit is presented based on a 60-minute credit hour.

Other States – 3.00 hrs

Note on Self-Reporting Your Credits in Another State

If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. You must claim and certify your credit online in Your Briefcase, you will then be provided a Certificate of Attendance for your records and to provide to other licensing authorities as needed.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion.

MCLE credit is presented based on a 60-minute credit hour.

Key Dates

Live Webcast – Oct 6, 2017

Conference Concluded

Live Webcast

Individual
Last day for cancellation (full refund): Sep 29, 2017

$50 processing fee applied after this date

Last day for cancellation: Oct 2, 2017